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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVAX
426
CALL
DELISTED
Dynavax Technologies
DVAX
$34K ﹤0.01%
+50,500
New +$671K
NUAN
427
PUT
DELISTED
Nuance Communications, Inc.
NUAN
$34K ﹤0.01%
114,700
+56,400
+97% +$3.1M
CCV.WS
428
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$33K ﹤0.01%
+25,000
New +$36.3K
IBER.WS
429
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$33K ﹤0.01%
+55,072
New +$37K
POND.WS
430
DELISTED
Angel Pond Holdings Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
POND.WS
$33K ﹤0.01%
+42,318
New +$33.7K
COCHW icon
431
Envoy Medical Warrant
COCHW
$708K
$32K ﹤0.01%
+49,997
New +$40.6K
CP icon
432
CALL
Canadian Pacific Kansas City
CP
$80.6B
$32K ﹤0.01%
25,000
-53,500
-68% -$3.81M
SRPT icon
433
PUT
Sarepta Therapeutics
SRPT
$1.87B
$32K ﹤0.01%
+3,700
New +$285K
ABVEW
434
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$32K ﹤0.01%
55,338
+4,638
+9% +$3.04K
RMGCW
435
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$32K ﹤0.01%
34,940
-25,229
-42% -$27.4K
AMRN
436
PUT
Amarin Corp
AMRN
$298M
$31K ﹤0.01%
+3,500
New +$344K
HALO icon
437
CALL
Halozyme
HALO
$11.8B
$31K ﹤0.01%
53,800
+36,300
+207% +$1.52M
COVAW
438
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$31K ﹤0.01%
52,700
-3,232
-6% -$2.27K
BLTSW
439
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$31K ﹤0.01%
32,380
-4,400
-12% -$3.5K
TWNI.WS
440
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$31K ﹤0.01%
+50,500
New +$37.5K
DRNA
441
CALL
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$31K ﹤0.01%
+12,500
New +$345K
CERS icon
442
Cerus
CERS
$524M
$30K ﹤0.01%
4,994
+878
+21% +$5.12K
KRNLW
443
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$30K ﹤0.01%
50,000
-4,018
-7% -$3.36K
DCPH
444
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$30K ﹤0.01%
15,000
-9,000
-38% -$287K
FAZEW
445
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$30K ﹤0.01%
39,470
+27,270
+224% +$26.1K
SVFAW
446
DELISTED
SVF Investment Corp. Warrant
SVFAW
$29K ﹤0.01%
29,076
-15,424
-35% -$18.2K
ASAXW
447
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$29K ﹤0.01%
+37,447
New +$23.6K
EUSGW
448
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
$29K ﹤0.01%
21,671
-11,038
-34% -$12.5K
EVOJW
449
DELISTED
Evo Acquisition Corp. Warrant
EVOJW
$28K ﹤0.01%
50,000
-11,989
-19% -$7.72K
GIWWW
450
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$28K ﹤0.01%
+32,784
New +$27.8K
16 17
18
19 20

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.