CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+6.21%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.42B
AUM Growth
+$343M
Cap. Flow
+$305M
Cap. Flow %
21.47%
Top 10 Hldgs %
68.89%
Holding
568
New
254
Increased
46
Reduced
31
Closed
135

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$152M
2
XBI icon
SPDR S&P Biotech ETF
XBI
$43.7M
3
ITOS
iTeos Therapeutics
ITOS
$20.1M
4
UPST icon
Upstart Holdings
UPST
$12.9M
5
QNGY
Quanergy Systems, Inc.
QNGY
$10.7M

Top Sells

1
SMH icon
VanEck Semiconductor ETF
SMH
$28.4M
2
DIS icon
Walt Disney
DIS
$23.1M
3
NGHC
National General Holdings Corp
NGHC
$20.7M
4
STLA icon
Stellantis
STLA
$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$16M

Sector Composition

1 Healthcare 11.42%
2 Financials 9.99%
3 Technology 2.94%
4 Industrials 2.74%
5 Consumer Discretionary 1.76%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACIA
426
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
-50,000
Closed -$3.65M
PANA.WS
427
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
– –
-39,900
Closed -$128K
PANA.U
428
DELISTED
Panacea Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third
PANA.U
– –
-48,750
Closed -$622K
PRVL
429
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
– –
-5,523
Closed -$127K
FIT
430
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-490,000
Closed -$3.33M
PE
431
DELISTED
PARSLEY ENERGY INC
PE
– –
0
– –
TIF
432
DELISTED
Tiffany & Co.
TIF
– –
0
– –
BMY.RT
433
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-350,000
Closed -$242K
BEAT
434
DELISTED
BioTelemetry, Inc.
BEAT
– –
0
– –
DISH
435
DELISTED
DISH Network Corp.
DISH
– –
0
– –
REV
436
DELISTED
Revlon, Inc.
REV
– –
0
– –
MCF
437
DELISTED
Contango Oil & Gas Co.
MCF
– –
-180,000
Closed -$412K
UFS
438
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-55,000
Closed -$1.74M
NGHC
439
DELISTED
National General Holdings Corp
NGHC
– –
-604,700
Closed -$20.7M
ABBV icon
440
AbbVie
ABBV
$376B
– –
0
– –
ACB
441
Aurora Cannabis
ACB
$276M
– –
0
– –
AGIO icon
442
Agios Pharmaceuticals
AGIO
$2.1B
– –
0
– –
AL icon
443
Air Lease Corp
AL
$7.11B
– –
0
– –
ALL icon
444
Allstate
ALL
$54.9B
– –
-7,129
Closed -$784K
AMGN icon
445
Amgen
AMGN
$151B
– –
0
– –
AMRN
446
Amarin Corp
AMRN
$311M
– –
-1,231
Closed -$120K
ANIK icon
447
Anika Therapeutics
ANIK
$131M
– –
0
– –
AQB icon
448
AquaBounty Technologies
AQB
$4.96M
– –
0
– –
ASND icon
449
Ascendis Pharma
ASND
$12B
– –
0
– –
ETHZ
450
ETHZilla Corporation Common Stock
ETHZ
$401M
– –
0
– –
16 17
18
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