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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNK icon
426
CALL
Cinemark Holdings
CNK
$4.25B
– –
-94,300
Closed -$38K
CNK icon
427
Cinemark Holdings
CNK
$4.25B
– –
-21,353
Closed -$214K
CRBP icon
428
CALL
Corbus Pharmaceuticals
CRBP
$184M
– –
-18,617
Closed -$22K
CRBP icon
429
Corbus Pharmaceuticals
CRBP
$184M
– –
-2,170
Closed -$117K
CRBP icon
430
PUT
Corbus Pharmaceuticals
CRBP
$184M
– –
-643
Closed -$121K
CRON
431
Cronos Group
CRON
$1.13B
– –
-64,591
Closed -$324K
CSIQ icon
432
Canadian Solar
CSIQ
$1.08B
– –
-227
Closed -$8K
CSIQ icon
433
PUT
Canadian Solar
CSIQ
$1.08B
– –
-45,000
Closed -$9K
CURI icon
434
CuriosityStream
CURI
$166M
– –
-156,110
Closed -$1.55M
CVX icon
435
CALL
Chevron
CVX
$386B
– –
-20,000
Closed -$16K
CVX icon
436
Chevron
CVX
$386B
– –
-32,503
Closed -$2.34M
CVX icon
437
PUT
Chevron
CVX
$386B
– –
-450,000
Closed -$948K
DBRG icon
438
PUT
DigitalBridge
DBRG
$2.95B
– –
-2,925
Closed -$1K
DLR icon
439
CALL
Digital Realty Trust
DLR
$70.6B
– –
-4,200
Closed -$15K
DLR icon
440
Digital Realty Trust
DLR
$70.6B
– –
-11,360
Closed -$1.67M
DLR icon
441
PUT
Digital Realty Trust
DLR
$70.6B
– –
-25,500
Closed -$16K
EBAY icon
442
eBay
EBAY
$47.2B
– –
-28,531
Closed -$1.49M
FAST icon
443
Fastenal
FAST
$60.1B
– –
-6,898
Closed -$162K
KYNB
444
CALL
Kyntra Bio
KYNB
$28.6M
– –
-400
Closed -$29K
KYNB
445
Kyntra Bio
KYNB
$28.6M
– –
-61
Closed -$63K
KYNB
446
PUT
Kyntra Bio
KYNB
$28.6M
– –
-400
Closed -$25K
GME icon
447
GameStop
GME
$8.44B
– –
-400,000
Closed -$1.38M
GRPN icon
448
Groupon
GRPN
$889M
– –
-27,400
Closed -$559K
HYLN icon
449
CALL
Hyliion Holdings
HYLN
$699M
– –
-84,300
Closed -$1.04M
HYLN icon
450
Hyliion Holdings
HYLN
$699M
– –
-30,480
Closed -$1.52M
16 17
18
19 20

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.