CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DSKE
426
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-20,000
Closed -$79K
CBAY
427
DELISTED
Cymabay Therapeutics
CBAY
– –
-24,754
Closed -$86K
THWWW
428
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
-621,084
Closed -$62K
GOEV
429
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-389
Closed -$1.92M
LVOXW
430
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
– –
-18,790
Closed -$28K
MCOMW
431
DELISTED
micromobility.com Inc. Warrant
MCOMW
– –
-542,860
Closed -$152K
ICPT
432
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
– –
ZYNE
433
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
0
– –
DMS
434
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-3,133
Closed -$489K
KDNY
435
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
0
– –
IRNT
436
DELISTED
IronNet, Inc.
IRNT
– –
-34,039
Closed -$338K
BLU
437
DELISTED
BELLUS Health Inc.
BLU
– –
-1,625,883
Closed -$16.7M
BBBY
438
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
0
– –
AVYA
439
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
ATNX
440
DELISTED
Athenex, Inc. Common Stock
ATNX
– –
0
– –
VLDR
441
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-10,268
Closed -$143K
ASAP
442
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-500
Closed -$26K
UPH
443
DELISTED
UpHealth, Inc.
UPH
– –
-8,080
Closed -$819K
THCAW
444
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-10,400
Closed -$6K
GBT
445
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-13,652
Closed -$862K
ALACR
446
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
– –
-69,390
Closed -$18K
TRIT
447
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-189,715
Closed -$2.04M
ASLEW
448
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-29,286
Closed -$19K
INOV
449
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
0
– –
XLRN
450
DELISTED
Acceleron Pharma Inc.
XLRN
– –
0
– –
15 16 17
18
19