CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 104.28%
This Quarter Est. Return
1 Year Est. Return
+104.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$546M
AUM Growth
+$165M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
434
New
Increased
Reduced
Closed

Top Buys

1
+$49.1M
2
+$24.2M
3
+$15.9M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$11M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$8.96M

Top Sells

1
+$19.8M
2
+$19.7M
3
+$17M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$14.2M
5
BHP icon
BHP
BHP
+$8.15M

Sector Composition

1 Consumer Discretionary 31.82%
2 Healthcare 15.82%
3 Financials 8.96%
4 Industrials 2.78%
5 Technology 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
426
– –
-18,032
427
– –
-3,589
428
– –
0
429
– –
-2,100
430
– –
0
14 15 16 17
18