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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOVA icon
426
Iovance Biotherapeutics
IOVA
$2.9B
– –
-93,506
Closed -$3.07M
IOVA icon
427
PUT
Iovance Biotherapeutics
IOVA
$2.9B
– –
-55,800
Closed -$370K
JD icon
428
CALL
JD.com
JD
$45.2B
– –
-57,600
Closed -$347K
JD icon
429
PUT
JD.com
JD
$45.2B
– –
-20,000
Closed -$13K
KRE icon
430
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
– –
-528,600
Closed -$3.22M
KSS icon
431
Kohl's
KSS
$2.16B
– –
-56,701
Closed -$827K
KSS icon
432
PUT
Kohl's
KSS
$2.16B
– –
-199,100
Closed -$7.52M
LAUR icon
433
PUT
Laureate Education
LAUR
$5.13B
– –
-50,000
Closed -$253K
LCII icon
434
CALL
LCI Industries
LCII
$2.55B
– –
-1,400
Closed -$3K
LCII icon
435
LCI Industries
LCII
$2.55B
– –
-6,312
Closed -$422K
LCII icon
436
PUT
LCI Industries
LCII
$2.55B
– –
-6,500
Closed -$126K
LPX icon
437
CALL
Louisiana-Pacific
LPX
$5.2B
– –
-41,100
Closed -$9K
LPX icon
438
Louisiana-Pacific
LPX
$5.2B
– –
-36,919
Closed -$634K
LPX icon
439
PUT
Louisiana-Pacific
LPX
$5.2B
– –
-33,000
Closed -$429K
LSEA
440
DELISTED
Landsea Homes
LSEA
– –
-153,518
Closed -$1.59M
SEGG
441
Sports Entertainment Gaming Global Corp
SEGG
$8.15M
– –
-77
Closed -$1.16M
MFC icon
442
CALL
Manulife Financial
MFC
$73.3B
– –
-300,000
Closed -$75K
MTCH icon
443
Match Group
MTCH
$8.43B
– –
-300,000
Closed -$19.8M
MTCH icon
444
PUT
Match Group
MTCH
$8.43B
– –
-50,000
Closed -$1.23M
MU icon
445
CALL
Micron Technology
MU
$972B
– –
-84,000
Closed -$168K
NOW icon
446
CALL
ServiceNow
NOW
$132B
– –
-127,000
Closed -$292K
NOW icon
447
ServiceNow
NOW
$132B
– –
-310
Closed -$18K
NOW icon
448
PUT
ServiceNow
NOW
$132B
– –
-75,500
Closed -$268K
NRXPW
449
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
– –
-58,686
Closed -$4K
NVST icon
450
CALL
Envista
NVST
$4.53B
– –
-250,000
Closed -$231K
16 17
18
19 20

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.