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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCCHR
426
DELISTED
HL Acquisitions Corp. Right
HCCHR
$3K ﹤0.01%
13,203
-35,824
-73% -$8.82K
AUPH icon
427
PUT
Aurinia Pharmaceuticals
AUPH
$2.07B
$2K ﹤0.01%
+6,000
New +$55.3K
BAC icon
428
PUT
Bank of America
BAC
$446B
$2K ﹤0.01%
65,200
+25,200
+63% +$814K
BMY icon
429
PUT
Bristol-Myers Squibb
BMY
$132B
$2K ﹤0.01%
+111,100
New +$6.36M
EYE icon
430
PUT
National Vision
EYE
$1.74B
$2K ﹤0.01%
+17,600
New +$484K
CHK
431
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$2K ﹤0.01%
2,406
– –
ZAYO
432
CALL
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$2K ﹤0.01%
96,900
-5,000
-5% -$171K
AVP
433
PUT
DELISTED
Avon Products, Inc.
AVP
$2K ﹤0.01%
40,000
– –
ABBV icon
434
PUT
AbbVie
ABBV
$435B
$1K ﹤0.01%
+40,000
New +$3.32M
AGIO icon
435
PUT
Agios Pharmaceuticals
AGIO
$1.94B
$1K ﹤0.01%
5,000
-36,200
-88% -$1.37M
CNC icon
436
PUT
Centene
CNC
$33.1B
$1K ﹤0.01%
25,000
-50,000
-67% -$2.71M
COR icon
437
CALL
Cencora
COR
$61.7B
$1K ﹤0.01%
6,300
-18,700
-75% -$1.6M
EVH icon
438
CALL
Evolent Health
EVH
$468M
$1K ﹤0.01%
+20,000
New +$162K
GDX icon
439
PUT
VanEck Gold Miners ETF
GDX
$26.8B
$1K ﹤0.01%
40,000
-284,900
-88% -$7.79M
GPRO icon
440
CALL
GoPro
GPRO
$121M
$1K ﹤0.01%
11,800
+1,800
+18% +$7.47K
IQ icon
441
PUT
iQIYI
IQ
$1.3B
$1K ﹤0.01%
+59,800
New +$1.1M
TPB icon
442
CALL
Turning Point Brands
TPB
$1.76B
$1K ﹤0.01%
20,000
– –
BBBY
443
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
18,800
-365,900
-95% -$5.12M
INST
444
CALL
DELISTED
Instructure, Inc.
INST
$1K ﹤0.01%
+45,000
New +$2.11M
ZAYO
445
PUT
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1K ﹤0.01%
6,300
-34,500
-85% -$1.18M
BOLD
446
CALL
DELISTED
Audentes Therapeutics, Inc
BOLD
$1K ﹤0.01%
+46,000
New +$1.73M
ACEL icon
447
Accel Entertainment
ACEL
$984M
– –
-46,699
Closed -$480K
ACN icon
448
Accenture
ACN
$109B
– –
-1,800
Closed -$346K
ADVM
449
CALL
DELISTED
Adverum Biotechnologies
ADVM
– –
-3,000
Closed -$2K
AGIO icon
450
Agios Pharmaceuticals
AGIO
$1.94B
– –
-27,852
Closed -$1.05M
16 17
18
19 20

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
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CIM
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PRO
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.