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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$2.97B
AUM Growth
-$668M
Cap. Flow
+$51.1M
Cap. Flow %
1.72%
Top 10 Hldgs %
63.58%
Holding
795
New
186
Increased
196
Reduced
157
Closed
179

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$120M
2
LLY icon
Eli Lilly
LLY
+$117M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$70.3M
4
AMZN icon
Amazon
AMZN
+$16.6M
5
PLTR icon
Palantir
PLTR
+$16.1M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$239M
2
RNAM
Avidity Biosciences
RNAM
+$210M
3
AAPL icon
Apple
AAPL
+$183M
4
AMD icon
Advanced Micro Devices
AMD
+$98.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$91.7M

Sector Composition

Rank Sector Weight
1 Technology 35.38%
2 Financials 18.17%
3 Healthcare 16.24%
4 Consumer Discretionary 10.31%
5 Communication Services 9.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSLMW
426
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$20.8K ﹤0.01%
149,900
+21,800
+17% +$2.79K
PIIIW icon
427
P3 Health Partners Inc Warrant
PIIIW
$136K
$20.6K ﹤0.01%
517,413
+166,466
+47% +$7.01K
TLSIW icon
428
TriSalus Life Sciences Warrant
TLSIW
$25.5M
$20.6K ﹤0.01%
20,369
– –
GH icon
429
CALL
Guardant Health
GH
$19.5B
$20K ﹤0.01%
+50,000
New +$1.42M
SPWRW
430
SunPower Inc Warrants
SPWRW
$1.68M
$19.9K ﹤0.01%
72,593
-31,008
-30% -$4.14K
BRLSW icon
431
Borealis Foods Inc Warrant
BRLSW
$19.6K ﹤0.01%
280,036
-69,964
-20% -$4.51K
DECAW
432
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$19.4K ﹤0.01%
323,578
+100
+0% +$5
SIRI icon
433
PUT
SiriusXM
SIRI
$10B
$19.2K ﹤0.01%
213,500
+56,090
+36% +$1.74M
MAPSW
434
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$19.2K ﹤0.01%
950,280
– –
RFACW
435
DELISTED
RF Acquisition Corp. Warrants
RFACW
$18.7K ﹤0.01%
508,455
+1
+0% –
RTX icon
436
PUT
RTX Corp
RTX
$287B
$18.6K ﹤0.01%
12,800
+5,400
+73% +$616K
GRRRW
437
Gorilla Technology Group Warrant
GRRRW
$2.34M
$18K ﹤0.01%
434,171
– –
SST.WS
438
DELISTED
System1, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SST.WS
$17.6K ﹤0.01%
243,500
-6,500
-3% -$337
ABPWW
439
DELISTED
Abpro Holdings Warrant
ABPWW
$17.6K ﹤0.01%
382,782
+302,782
+378% +$15.4K
AOS icon
440
PUT
A.O. Smith
AOS
$8.38B
$17.5K ﹤0.01%
+10,000
New +$828K
XLF icon
441
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$17.5K ﹤0.01%
+50,000
New +$2.18M
EVGRW
442
DELISTED
Evergreen Corporation Warrant
EVGRW
$17.4K ﹤0.01%
289,169
-92
-0% -$4
FIACW
443
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$17.3K ﹤0.01%
475,315
– –
FOXXW
444
Foxx Development Holdings Warrant
FOXXW
$17.2K ﹤0.01%
+74,400
New +$17.2K
MNYWW
445
MoneyHero Ltd Warrants
MNYWW
$17.1K ﹤0.01%
517,200
– –
IROHR
446
DELISTED
Iron Horse Acquisitions Corp Right
IROHR
$17K ﹤0.01%
100,000
-368,401
-79% -$83.1K
MAXN
447
DELISTED
Maxeon Solar Technologies
MAXN
$16.9K ﹤0.01%
1,750
-7,158
-80% -$115K
CAPTW
448
DELISTED
Captivision Inc Warrant
CAPTW
$16.8K ﹤0.01%
558,982
+99,900
+22% +$4.18K
ECXWW
449
ECARX Holdings Warrants
ECXWW
$16.7K ﹤0.01%
785,172
+131,731
+20% +$3.16K
OIOWW
450
OIO Group Warrants
OIOWW
$16.5K ﹤0.01%
1,497,709
+273,478
+22% +$3.15K
16 17
18
19 20

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Cowen and Company's Q3 2024 Portfolio in Review

As of Q3 2024, Cowen and Company held 795 positions worth $2.97B, down 18% from $3.64B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company's Q3 2024 filing shows 186 new, 196 increased, 157 reduced and 179 closed positions. Its largest new stake was Eli Lilly: 130,399 shares worth $116M. The largest sale was Meta Platforms (Facebook), an estimated $239M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 34% a quarter earlier, followed by Financials and Healthcare.

  • Cowen and Company's largest Q3 2024 buy was Eli Lilly: 130,399 shares worth $116M.
  • Cowen and Company added most to Microsoft in Q3 2024, an estimated $120M increase.
  • Cowen and Company's biggest Q3 2024 reduction was Meta Platforms (Facebook), cutting an estimated $239M.
  • Cowen and Company fully exited Avidity Biosciences in Q3 2024, selling an estimated $210M.
  • Cowen and Company's ten largest holdings make up 64% of its $2.97B portfolio in Q3 2024.
  • Cowen and Company opened 186 new positions and closed 179 in Q3 2024.
  • Cowen and Company's portfolio value fell 18% quarter-over-quarter to $2.97B.

Based on Cowen and Company's 13F filing for Q3 2024, filed 12 Nov 2024.