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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.1%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$95.3M
Cap. Flow
-$53M
Cap. Flow %
-3.48%
Top 10 Hldgs %
46.4%
Holding
811
New
169
Increased
201
Reduced
172
Closed
223

Top Buys

Rank Stock Value
1
PTCT icon
PTC Therapeutics
PTCT
+$66.9M
2
SAGE
Sage Therapeutics
SAGE
+$26.6M
3
IMO icon
Imperial Oil
IMO
+$24.9M
4
COIN icon
Coinbase
COIN
+$22.5M
5
ANSCU
Agriculture & Natural Solutions Acquisition Corp Unit
ANSCU
+$21.6M

Top Sells

Rank Stock Value
1
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$48.7M
2
AAC
Ares Acquisition Corporation
AAC
+$36.4M
3
PTGX icon
Protagonist Therapeutics
PTGX
+$27.6M
4
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
+$17.4M
5
NETD
Nabors Energy Transition Corp II
NETD
+$16.9M

Sector Composition

Rank Sector Weight
1 Healthcare 30.8%
2 Financials 24.54%
3 Technology 21.73%
4 Communication Services 4.41%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIACW
401
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$9.91K ﹤0.01%
495,500
+444,400
+870% +$17.5K
ONYXW
402
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$9.9K ﹤0.01%
+495,204
New +$9.61K
IVCAW
403
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$9.75K ﹤0.01%
325,100
+24,900
+8% +$1.21K
ZEOWW
404
Zeo Energy Corp Warrants
ZEOWW
$93.1K
$9.66K ﹤0.01%
241,528
+60,460
+33% +$3.3K
EGOX
405
DELISTED
Next.e.GO N.V. Ordinary Shares
EGOX
$9.42K ﹤0.01%
+20,443
New +$12.7K
OPTXW icon
406
Syntec Optics Holdings Warrant
OPTXW
$22.9M
$9.42K ﹤0.01%
84,939
+5,349
+7% +$352
AIMAW
407
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
$9.42K ﹤0.01%
251,169
+42,974
+21% +$1.25K
SONDW
408
DELISTED
Sonder Holdings Inc Warrants
SONDW
$9.11K ﹤0.01%
455,544
-100
-0% -$2
AVHIW
409
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$9.09K ﹤0.01%
601,800
-42,944
-7% -$910
ABLVW icon
410
Able View Global Warrant
ABLVW
$135K
$9.05K ﹤0.01%
293,879
-100
-0% -$4
ACAXW
411
DELISTED
Alset Capital Acquisition Corp Warrant
ACAXW
$8.98K ﹤0.01%
898,257
+16,101
+2% +$380
TETEW
412
DELISTED
Technology & Telecommunication Acquisition Corporation Warrant
TETEW
$8.95K ﹤0.01%
886,192
+3,722
+0.4% +$113
CLDI.WS
413
DELISTED
Calidi Biotherapeutics, Inc. Redeemable Warrants, each whole warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00
CLDI.WS
$8.61K ﹤0.01%
172,236
+72,236
+72% +$8.18K
CNGLW
414
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$8.46K ﹤0.01%
450,159
+336,523
+296% +$4.31K
BCSAW
415
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$8.44K ﹤0.01%
169,235
+19,235
+13% +$650
WBX.WS
416
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$8.43K ﹤0.01%
+56,361
New +$15.4K
AIRJW
417
AirJoule Technologies Warrant
AIRJW
$92.4M
$8.42K ﹤0.01%
280,592
+3,176
+1% +$239
INTEW
418
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$8.38K ﹤0.01%
119,529
-242,554
-67% -$20.7K
QOMOR
419
DELISTED
Qomolangma Acquisition Corp. Right
QOMOR
$8.09K ﹤0.01%
80,000
-11,100
-12% -$1.47K
OSAAW
420
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$8K ﹤0.01%
281,571
+100
+0% +$5
WINVW
421
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$7.7K ﹤0.01%
1,027,029
+425,998
+71% +$3.45K
RWODR
422
DELISTED
Redwoods Acquisition Corp. Rights
RWODR
$7.69K ﹤0.01%
100,000
-10,738
-10% -$1.39K
LSBPW
423
DELISTED
LakeShore Biopharma Warrants
LSBPW
$7.61K ﹤0.01%
200,320
+221
+0.1% +$7
HAIAW
424
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$7.58K ﹤0.01%
300,908
+257,587
+595% +$11.3K
AEAEW
425
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$7.4K ﹤0.01%
+200,000
New +$10K
15 16
17
18 19

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2023 Portfolio in Review

As of Q4 2023, Cowen and Company held 811 positions worth $1.52B, up 6.7% from $1.43B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen and Company withdrew a net $53M in Q4 2023, closing 223 positions and reducing 172 holdings. Its most notable exit was AdvisorShares Pure US Cannabis ETF, an estimated $48.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Cowen and Company opened a new position in Sage Therapeutics worth $29M.

  • Cowen and Company's largest Q4 2023 buy was Sage Therapeutics: 1,339,971 shares worth $29M.
  • Cowen and Company added most to PTC Therapeutics in Q4 2023, an estimated $66.9M increase.
  • Cowen and Company's biggest Q4 2023 reduction was Nabors Energy Transition Corp II, cutting an estimated $16.9M.
  • Cowen and Company fully exited AdvisorShares Pure US Cannabis ETF in Q4 2023, selling an estimated $48.7M.
  • Cowen and Company's ten largest holdings make up 46% of its $1.52B portfolio in Q4 2023.
  • Cowen and Company opened 169 new positions and closed 223 in Q4 2023.
  • Cowen and Company's portfolio value rose 6.7% quarter-over-quarter to $1.52B.

Based on Cowen and Company's 13F filing for Q4 2023, filed 8 Feb 2024.