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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGVCW
401
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$16.2K ﹤0.01%
+174,665
New +$13.5K
HPLTW
402
DELISTED
Home Plate Acquisition Corporation Warrant
HPLTW
$16K ﹤0.01%
465,304
+130,144
+39% +$3.36K
XBPEW
403
XBP Europe Holdings Warrant
XBPEW
$15.8K ﹤0.01%
63,087
-300
-0.5% -$27
HOLX
404
CALL
DELISTED
Hologic
HOLX
$15.8K ﹤0.01%
+33,200
New +$2.51M
MOBVW
405
DELISTED
Mobiv Acquisition Corp Warrant
MOBVW
$15.8K ﹤0.01%
225,000
+124,904
+125% +$5.21K
WE
406
PUT
DELISTED
WeWork Inc.
WE
$15.7K ﹤0.01%
+52,500
New +$360K
ADTHW
407
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$15.7K ﹤0.01%
442,096
+146,800
+50% +$9.97K
HHGCR
408
DELISTED
HHG Capital Corporation Rights
HHGCR
$15.6K ﹤0.01%
+69,112
New +$16.5K
RWODR
409
DELISTED
Redwoods Acquisition Corp. Rights
RWODR
$15.5K ﹤0.01%
110,738
-1,200
-1% -$160
CONXW
410
DELISTED
CONX Corp. Warrant
CONXW
$15.3K ﹤0.01%
101,774
+76,371
+301% +$11.1K
OPA.WS
411
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$15.1K ﹤0.01%
382,915
+9,898
+3% +$436
SKIL.WS
412
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$15K ﹤0.01%
1,348,644
-8,576
-0.6% -$423
QOMOR
413
DELISTED
Qomolangma Acquisition Corp. Right
QOMOR
$14.8K ﹤0.01%
91,100
– –
BYNOW
414
DELISTED
byNordic Acquisition Corporation Warrant
BYNOW
$14.7K ﹤0.01%
+146,800
New +$15.4K
MITAW
415
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$14.6K ﹤0.01%
121,703
+38,070
+46% +$5.81K
NVDA icon
416
CALL
NVIDIA
NVDA
$5.27T
$14.6K ﹤0.01%
+50,000
New +$2.24M
DAVEW icon
417
Dave Inc Warrants
DAVEW
$13.3M
$14.4K ﹤0.01%
889,465
– –
SEPAW
418
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$14K ﹤0.01%
+148,030
New +$9.73K
LCAHW
419
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$13.9K ﹤0.01%
+99,094
New +$9.01K
TGVCW
420
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$13.7K ﹤0.01%
428,717
– –
GAQ.WS
421
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$13.6K ﹤0.01%
234,766
-21,851
-9% -$1.77K
FEXDR
422
DELISTED
Fintech Ecosystem Development Corp. Right
FEXDR
$13.6K ﹤0.01%
97,200
+1,000
+1% +$128
DUETW
423
DELISTED
DUET Acquisition Corp. Warrant
DUETW
$13.4K ﹤0.01%
360,301
– –
SKGRW
424
DELISTED
SK Growth Opportunities Corporation Warrant
SKGRW
$13.3K ﹤0.01%
+102,800
New +$13.9K
ECXWW
425
ECARX Holdings Warrants
ECXWW
$1.08M
$13.3K ﹤0.01%
333,457
– –
15 16
17
18 19

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.