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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSIBW
401
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$42K ﹤0.01%
50,000
– –
CCXI
402
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
$41K ﹤0.01%
22,000
– –
FE icon
403
CALL
FirstEnergy
FE
$27.2B
$40K ﹤0.01%
130,900
-72,200
-36% -$2.74M
XLE icon
404
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$40K ﹤0.01%
+212,800
New +$5.27M
JWSM.WS
405
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$40K ﹤0.01%
35,093
-2,407
-6% -$2.77K
DCPH
406
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$40K ﹤0.01%
+15,000
New +$479K
TMAC.WS
407
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$40K ﹤0.01%
53,791
+28,791
+115% +$22.9K
ETACW
408
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$40K ﹤0.01%
57,108
+377
+0.7% +$313
APGB.WS
409
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$39K ﹤0.01%
+42,403
New +$46.8K
SNRHW
410
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$39K ﹤0.01%
55,452
+170
+0.3% +$133
PAFOR
411
DELISTED
Pacifico Acquisition Corp. Rights
PAFOR
$39K ﹤0.01%
+100,500
New +$38.2K
AXON
412
CALL
Axon Enterprise
AXON
$51.4B
$38K ﹤0.01%
+20,000
New +$3.63M
CCJ icon
413
CALL
Cameco
CCJ
$42.8B
$38K ﹤0.01%
+93,900
New +$1.78M
KPLTW
414
DELISTED
Katapult Holdings Warrant
KPLTW
$38K ﹤0.01%
+25,000
New +$47.3K
AMRN
415
CALL
Amarin Corp
AMRN
$298M
$37K ﹤0.01%
+3,500
New +$344K
VAC icon
416
PUT
Marriott Vacations Worldwide
VAC
$4.01B
$37K ﹤0.01%
+10,000
New +$1.51M
BNAIW
417
Brand Engagement Network Warrant
BNAIW
$2.14M
$37K ﹤0.01%
53,297
+8,297
+18% +$8.04K
OSTRW
418
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$37K ﹤0.01%
+67,889
New +$41.5K
GMBTW
419
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$37K ﹤0.01%
44,334
+27,506
+163% +$27.7K
SNAXW
420
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$36K ﹤0.01%
+46,079
New +$46.5K
RKLB icon
421
PUT
Rocket Lab Corp
RKLB
$49.4B
$35K ﹤0.01%
+10,700
New +$129K
LMDXW
422
DELISTED
LumiraDx Limited Warrant
LMDXW
$35K ﹤0.01%
+30,000
New +$34.8K
DNZ.WS
423
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$35K ﹤0.01%
55,864
+5,864
+12% +$4.7K
OPALW
424
DELISTED
OPAL Fuels Inc. Warrant
OPALW
$35K ﹤0.01%
+32,200
New +$38.9K
SSAAW
425
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$35K ﹤0.01%
+46,427
New +$36.9K
15 16
17
18 19

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.