CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TEVA icon
401
Teva Pharmaceuticals
TEVA
$21.7B
– –
0
– –
TGNA icon
402
TEGNA Inc
TGNA
$3.38B
– –
0
– –
TLRY icon
403
Tilray
TLRY
$1.31B
– –
-13,849
Closed -$98K
TOON icon
404
Kartoon Studios
TOON
$38.5M
– –
0
– –
UBER icon
405
Uber
UBER
$190B
– –
-9,458
Closed -$294K
USB icon
406
US Bancorp
USB
$75.9B
– –
0
– –
USFD icon
407
US Foods
USFD
$17.5B
– –
-4,122
Closed -$81K
VFF icon
408
Village Farms International
VFF
$301M
– –
0
– –
WCC icon
409
WESCO International
WCC
$10.7B
– –
0
– –
WKHS icon
410
Workhorse Group
WKHS
$19.4M
– –
0
– –
WOR icon
411
Worthington Enterprises
WOR
$3.24B
– –
-42,290
Closed -$973K
WSM icon
412
Williams-Sonoma
WSM
$24.7B
– –
0
– –
X
413
DELISTED
US Steel
X
– –
0
– –
XLF icon
414
Financial Select Sector SPDR Fund
XLF
$53.2B
– –
0
– –
XLU icon
415
Utilities Select Sector SPDR Fund
XLU
$20.7B
– –
-13,564
Closed -$765K
XLV icon
416
Health Care Select Sector SPDR Fund
XLV
$34B
– –
0
– –
QTTB icon
417
Q32 Bio
QTTB
$20.4M
– –
-7,313
Closed -$2M
ONC
418
BeOne Medicines Ltd. American Depositary Shares
ONC
$37.6B
– –
0
– –
CTEV
419
Claritev Corporation
CTEV
$1.15B
– –
-3,855
Closed -$1.66M
GOEVW
420
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-226,175
Closed -$249K
BROGW
421
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
-83,877
Closed -$41K
SAVE
422
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-101,700
Closed -$1.81M
DNMR
423
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-263
Closed -$103K
LL
424
DELISTED
LL Flooring Holdings, Inc.
LL
– –
0
– –
DCPH
425
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
0
– –
15 16
17
18 19