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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCCHR
401
DELISTED
HL Acquisitions Corp. Right
HCCHR
$1K ﹤0.01%
13,203
– –
A icon
402
CALL
Agilent Technologies
A
$42.2B
– –
-286,600
Closed -$557K
A icon
403
Agilent Technologies
A
$42.2B
– –
-1,006
Closed -$86K
A icon
404
PUT
Agilent Technologies
A
$42.2B
– –
-24,700
Closed -$22K
AAPL icon
405
Apple
AAPL
$4.45T
– –
-2,148,000
Closed -$158M
ABBV icon
406
CALL
AbbVie
ABBV
$442B
– –
-80,000
Closed -$1.29M
ABBV icon
407
PUT
AbbVie
ABBV
$442B
– –
-40,000
Closed -$1K
ACB
408
Aurora Cannabis
ACB
$216M
– –
-170
Closed -$30.4K
ACB
409
PUT
Aurora Cannabis
ACB
$216M
– –
-417
Closed -$99K
AGIO icon
410
CALL
Agios Pharmaceuticals
AGIO
$1.95B
– –
-5,000
Closed -$42K
AGIO icon
411
PUT
Agios Pharmaceuticals
AGIO
$1.95B
– –
-5,000
Closed -$1K
AR icon
412
CALL
Antero Resources
AR
$11.6B
– –
-169,300
Closed -$25K
AR icon
413
Antero Resources
AR
$11.6B
– –
-35,475
Closed -$101K
ASTS icon
414
AST SpaceMobile
ASTS
$21.4B
– –
-16,573
Closed -$164K
AUPH icon
415
CALL
Aurinia Pharmaceuticals
AUPH
$2.04B
– –
-25,000
Closed -$254K
AUPH icon
416
PUT
Aurinia Pharmaceuticals
AUPH
$2.04B
– –
-6,000
Closed -$2K
AVPT icon
417
AvePoint
AVPT
$2.78B
– –
-191,053
Closed -$1.89M
AXSM icon
418
CALL
Axsome Therapeutics
AXSM
$11.3B
– –
-8,100
Closed -$560K
AXSM icon
419
Axsome Therapeutics
AXSM
$11.3B
– –
-3,536
Closed -$365K
BABA icon
420
CALL
Alibaba
BABA
$306B
– –
-10,000
Closed -$402K
BAC icon
421
PUT
Bank of America
BAC
$448B
– –
-65,200
Closed -$2K
BBWI icon
422
CALL
Bath & Body Works
BBWI
$3.81B
– –
-123,700
Closed -$18K
BJ icon
423
BJs Wholesale Club
BJ
$12B
– –
-690
Closed -$16K
BJ icon
424
PUT
BJs Wholesale Club
BJ
$12B
– –
-54,400
Closed -$16K
BKSY icon
425
BlackSky Technology
BKSY
$1.22B
– –
-10,453
Closed -$815K
15 16
17
18 19

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.