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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
401
PUT
Mohawk Industries
MHK
$9.05B
$7K ﹤0.01%
+15,400
New +$2.1M
PFF icon
402
PUT
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7K ﹤0.01%
+260,000
New +$9.7M
GLEO.WS
403
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$7K ﹤0.01%
+14,700
New +$6.98K
EDTXW
404
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$7K ﹤0.01%
+19,800
New +$5.21K
ADNWW
405
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$6K ﹤0.01%
20,400
-12,000
-37% -$3.9K
BMY icon
406
Bristol-Myers Squibb
BMY
$132B
$6K ﹤0.01%
+100
New +$5.73K
IBB icon
407
PUT
iShares Biotechnology ETF
IBB
$9.78B
$6K ﹤0.01%
+80,000
New +$8.93M
YOLO icon
408
CALL
AdvisorShares Pure Cannabis ETF
YOLO
$30.8M
$6K ﹤0.01%
+38,000
New +$488K
FSCT
409
CALL
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$6K ﹤0.01%
+12,500
New +$410K
IYR icon
410
CALL
iShares US Real Estate ETF
IYR
$4.52B
$5K ﹤0.01%
+75,000
New +$6.95M
XLU icon
411
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$5K ﹤0.01%
200,000
– –
NKLA
412
DELISTED
Nikola Corporation Common Stock
NKLA
$5K ﹤0.01%
38,717
-932
-2% -$287K
GRNVR
413
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$5K ﹤0.01%
+25,000
New +$4.64K
GPAQW
414
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$5K ﹤0.01%
13,600
-58,399
-81% -$20.5K
BOLD
415
PUT
DELISTED
Audentes Therapeutics, Inc
BOLD
$5K ﹤0.01%
+104,800
New +$3.93M
EWY icon
416
PUT
iShares MSCI South Korea ETF
EWY
$25.4B
$4K ﹤0.01%
+100,000
New +$5.93M
JNJ icon
417
PUT
Johnson & Johnson
JNJ
$626B
$4K ﹤0.01%
+7,700
New +$1.04M
SNAX
418
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$4K ﹤0.01%
27,331
– –
BIOX.WS
419
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$4K ﹤0.01%
22,981
-86,537
-79% -$26.7K
DVA icon
420
PUT
DaVita
DVA
$11.5B
$3K ﹤0.01%
114,000
-182,100
-61% -$12.1M
EAF icon
421
CALL
GrafTech
EAF
$210M
$3K ﹤0.01%
+1,320
New +$166K
GEN icon
422
PUT
Gen Digital
GEN
$17.8B
$3K ﹤0.01%
+100,000
New +$2.44M
IRM icon
423
CALL
Iron Mountain
IRM
$36.4B
$3K ﹤0.01%
111,800
+11,800
+12% +$387K
OXY icon
424
CALL
Occidental Petroleum
OXY
$58.2B
$3K ﹤0.01%
184,400
– –
ICPT
425
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$3K ﹤0.01%
+34,900
New +$3.12M
15 16
17
18 19

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.