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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCGWW
376
Cheche Group Inc Warrant
CCGWW
$20K ﹤0.01%
+100,000
New +$31K
JBLU icon
377
CALL
JetBlue
JBLU
$2.19B
$20K ﹤0.01%
+100,000
New +$658K
ACAQ.WS
378
DELISTED
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
$20K ﹤0.01%
+55,500
New +$12.4K
OSAAW
379
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$19.7K ﹤0.01%
281,471
+900
+0.3% +$41
BLEUW
380
DELISTED
bleuacacia ltd Warrants
BLEUW
$19.7K ﹤0.01%
581,451
+1,000
+0.2% +$35
OTECW
381
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
$19.3K ﹤0.01%
703,213
-100
-0% -$3
CETUW
382
DELISTED
Cetus Capital Acquisition Corp. Warrant
CETUW
$19.3K ﹤0.01%
644,565
+514,875
+397% +$31.9K
IMAQR
383
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$19.1K ﹤0.01%
272,800
– –
RCACW
384
DELISTED
Revelstone Capital Acquisition Corp. Warrant
RCACW
$19K ﹤0.01%
317,310
+800
+0.3% +$78
GRMLW
385
Greenland Mines Ltd Warrant
GRMLW
$19K ﹤0.01%
263,512
-100
-0% -$6
SNDL icon
386
Sundial Growers
SNDL
$323M
$19K ﹤0.01%
10,000
– –
EACPW
387
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$18.9K ﹤0.01%
811,962
+1,813
+0.2% +$47
HHLA.WS
388
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$18.3K ﹤0.01%
648,091
+143,651
+28% +$3.63K
PPYAW
389
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$18.1K ﹤0.01%
309,787
+179,936
+139% +$12K
QQQ icon
390
CALL
Invesco QQQ Trust
QQQ
$478B
$18K ﹤0.01%
+15,000
New +$5.56M
ESHAR
391
DELISTED
ESH Acquisition Corp Right
ESHAR
$17.8K ﹤0.01%
+84,529
New +$14.8K
PNST.WS
392
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$17.7K ﹤0.01%
+97,672
New +$17.4K
TSM icon
393
PUT
TSMC
TSM
$2.19T
$17.3K ﹤0.01%
+10,000
New +$946K
ATAKR
394
DELISTED
Aurora Technology Acquisition Corp. Rights
ATAKR
$17K ﹤0.01%
105,964
-48,238
-31% -$6.78K
JGGCW
395
DELISTED
Jaguar Global Growth Corporation I Warrant
JGGCW
$16.7K ﹤0.01%
190,285
+81,150
+74% +$8.06K
ROSS.WS
396
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$16.7K ﹤0.01%
149,800
+99,800
+200% +$13.1K
BFAC.WS
397
DELISTED
Battery Future Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
BFAC.WS
$16.5K ﹤0.01%
150,000
– –
PERF.WS
398
DELISTED
Perfect Corp Warrants
PERF.WS
$16.5K ﹤0.01%
+253,513
New +$28.9K
MPRAW
399
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$16.5K ﹤0.01%
78,419
+3,300
+4% +$357
STIXW
400
DELISTED
Semantix, Inc. Warrant
STIXW
$16.3K ﹤0.01%
387,966
-200
-0.1% -$10
14 15
16
17 18

Similar funds

CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.