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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRSTW
376
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$10.6K ﹤0.01%
247,299
-373,137
-60% -$34.7K
BREZW
377
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$10.6K ﹤0.01%
168,759
-5,220
-3% -$446
OSRHW
378
OSR Health Warrant
OSRHW
$351K
$10.5K ﹤0.01%
+150,000
New +$10.5K
ZINGW
379
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
$10.5K ﹤0.01%
350,000
+53,853
+18% +$1.94K
GIA.WS
380
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$10.5K ﹤0.01%
416,848
-10,637
-2% -$331
ARTEW
381
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
$10.2K ﹤0.01%
169,729
– –
PGYWW
382
Pagaya Technologies Ltd Warrants
PGYWW
$1.31M
$10.1K ﹤0.01%
123,484
+62,024
+101% +$5.93K
OPTXW icon
383
Syntec Optics Holdings Warrant
OPTXW
$22.9M
$10.1K ﹤0.01%
206,762
+42,387
+26% +$2.46K
FEXDR
384
DELISTED
Fintech Ecosystem Development Corp. Right
FEXDR
$10K ﹤0.01%
+100,300
New +$13.1K
BWAQR
385
DELISTED
Blue World Acquisition Corporation Right
BWAQR
$10K ﹤0.01%
100,000
-438,020
-81% -$41.3K
AFARW
386
DELISTED
Aura FAT Projects Acquisition Corp Warrant
AFARW
$9.65K ﹤0.01%
227,130
-2,800
-1% -$101
FSRXW
387
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$9.64K ﹤0.01%
228,559
+78,250
+52% +$3.23K
DMYS.WS
388
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$9.56K ﹤0.01%
120,100
-272,691
-69% -$46.1K
OWLT.WS
389
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
$9.5K ﹤0.01%
245,584
+1,600
+0.7% +$55
AXAC.RT
390
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$9.5K ﹤0.01%
50,000
-533,984
-91% -$79.1K
INTEW
391
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$9.5K ﹤0.01%
282,757
– –
NVACW
392
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$9.29K ﹤0.01%
116,170
-19,240
-14% -$1.02K
ASCAR
393
DELISTED
A SPAC I Acquisition Corp. Right
ASCAR
$9.25K ﹤0.01%
50,000
-171,998
-77% -$22.9K
NOGNW
394
DELISTED
Nogin, Inc. Warrant
NOGNW
$9.13K ﹤0.01%
325,000
+270,310
+494% +$10.4K
CONXW
395
DELISTED
CONX Corp. Warrant
CONXW
$9.04K ﹤0.01%
50,000
-67,205
-57% -$13.3K
SAMAW
396
DELISTED
Schultze Special Purpose Acquisition Corp. II Warrant
SAMAW
$9K ﹤0.01%
112,508
+88,016
+359% +$6.13K
IPVIW
397
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$9K ﹤0.01%
100,000
-32,552
-25% -$2.64K
TMPOW
398
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$9K ﹤0.01%
+90,894
New +$10.2K
SLACW
399
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$8.97K ﹤0.01%
83,827
-18,643
-18% -$2.29K
VMCAW
400
DELISTED
Valuence Merger Corp. I Warrant
VMCAW
$8.94K ﹤0.01%
203,708
+93,700
+85% +$6.98K
14 15
16
17 18

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.