CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+3.48%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$2.07B
AUM Growth
+$190M
Cap. Flow
+$204M
Cap. Flow %
9.85%
Top 10 Hldgs %
59.14%
Holding
662
New
190
Increased
90
Reduced
62
Closed
196

Top Buys

1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
$48.3M
2
FTAI icon
FTAI Aviation
FTAI
$38.8M
3
CLDX icon
Celldex Therapeutics
CLDX
$33.5M
4
ESTA icon
Establishment Labs
ESTA
$17M
5
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
$15M

Top Sells

1
WPF
Foley Trasimene Acquisition Corp.
WPF
$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
$12.6M
4
SST icon
System1
SST
$9.91M
5
NICE icon
Nice
NICE
$7.56M

Sector Composition

1 Healthcare 15.29%
2 Consumer Discretionary 11.25%
3 Financials 5.63%
4 Technology 3.68%
5 Industrials 2.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CPTK.WS
376
DELISTED
Crown PropTech Acquisitions Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CPTK.WS
$13K ﹤0.01%
25,000
-1,036
-4% -$539
IIAC.WS
377
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$13K ﹤0.01%
10,000
-3,334
-25% -$4.33K
AEON.WS
378
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$12K ﹤0.01%
20,782
-4,218
-17% -$2.44K
HCNEW
379
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$12K ﹤0.01%
+10,219
New +$12K
ATA.WS
380
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$11K ﹤0.01%
23,132
-15,056
-39% -$7.16K
BREZW
381
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$10K ﹤0.01%
20,000
-600
-3% -$300
RIGL icon
382
Rigel Pharmaceuticals
RIGL
$742M
$9K ﹤0.01%
239
-5,888
-96% -$222K
FZT.WS
383
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$9K ﹤0.01%
+10,102
New +$9K
LHC.WS
384
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$9K ﹤0.01%
14,400
-5,600
-28% -$3.5K
FVT.WS
385
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$9K ﹤0.01%
11,730
-38,270
-77% -$29.4K
LGACW
386
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$8K ﹤0.01%
10,000
-178,020
-95% -$142K
LIII.WS
387
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
$8K ﹤0.01%
+10,000
New +$8K
MACAW
388
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$6K ﹤0.01%
10,000
– –
GFX.WS
389
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$6K ﹤0.01%
+10,000
New +$6K
BPYU
390
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-763,743
Closed -$14.4M
HOME
391
DELISTED
At Home Group Inc.
HOME
– –
0
– –
ALXN
392
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-18,232
Closed -$3.35M
WORK
393
DELISTED
Slack Technologies, Inc.
WORK
– –
0
– –
ANDAU
394
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
– –
-46,079
Closed -$532K
NHICW
395
DELISTED
NewHold Investment Corp. Warrant
NHICW
– –
-20,000
Closed -$35K
CNST
396
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
0
– –
WPF
397
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-1,550,000
Closed -$15.1M
FCACW
398
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
-63,355
Closed -$113K
AILE
399
DELISTED
iLearningEngines, Inc. Common Stock
AILE
– –
-36,308
Closed -$350K
IPVF.U
400
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-70,561
Closed -$704K
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16
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