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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
376
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$59K ﹤0.01%
+12,100
New +$706K
IBM icon
377
CALL
IBM
IBM
$225B
$59K ﹤0.01%
+13,703
New +$1.64M
SIOX
378
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$59K ﹤0.01%
22,500
+3,500
+18% +$9.9K
LATNW
379
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$58K ﹤0.01%
+85,585
New +$85.7K
SGEN
380
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$56K ﹤0.01%
+7,500
New +$1.21M
MSOS icon
381
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
$53K ﹤0.01%
+150,000
New +$6.92M
WBT
382
CALL
DELISTED
Welbilt, Inc.
WBT
$53K ﹤0.01%
+41,800
New +$629K
AUPH icon
383
PUT
Aurinia Pharmaceuticals
AUPH
$2.04B
$52K ﹤0.01%
25,000
-29,400
-54% -$427K
AL
384
CALL
DELISTED
Air Lease Corp
AL
$51K ﹤0.01%
+11,100
New +$506K
IQ icon
385
CALL
iQIYI
IQ
$1.3B
$51K ﹤0.01%
+117,300
New +$2.71M
CFFVW
386
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$51K ﹤0.01%
+74,373
New +$52.5K
AAL icon
387
American Airlines Group
AAL
$10.1B
$49K ﹤0.01%
2,055
-2,765
-57% -$53.3K
BTRSW
388
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$49K ﹤0.01%
10,284
+284
+3% +$1.57K
AAL icon
389
PUT
American Airlines Group
AAL
$10.1B
$48K ﹤0.01%
121,400
-74,800
-38% -$1.44M
ET icon
390
CALL
Energy Transfer Partners
ET
$71.6B
$48K ﹤0.01%
+48,500
New +$354K
FCX icon
391
PUT
Freeport-McMoran
FCX
$96.4B
$47K ﹤0.01%
20,000
-166,300
-89% -$5.39M
IBM icon
392
PUT
IBM
IBM
$225B
$47K ﹤0.01%
+13,703
New +$1.64M
DCPH
393
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$47K ﹤0.01%
30,000
+4,500
+18% +$210K
GRSVW
394
DELISTED
Gores Holdings V, Inc. Warrant
GRSVW
$47K ﹤0.01%
+30,000
New +$60.7K
OTIS icon
395
CALL
Otis Worldwide
OTIS
$27.8B
$46K ﹤0.01%
+16,400
New +$1.07M
STAY
396
CALL
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$46K ﹤0.01%
+168,700
New +$2.75M
PUCKW
397
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$44K ﹤0.01%
+100,600
New +$50.3K
PNTM.WS
398
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$44K ﹤0.01%
+58,266
New +$58.4K
BLTSW
399
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$44K ﹤0.01%
+70,300
New +$61.4K
CPSR.WS
400
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$44K ﹤0.01%
+61,818
New +$81.2K
14 15
16
17 18

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.