CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMMR icon
376
Immersion
IMMR
$228M
– –
0
– –
INTC icon
377
Intel
INTC
$106B
– –
0
– –
IOVA icon
378
Iovance Biotherapeutics
IOVA
$868M
– –
0
– –
LUV icon
379
Southwest Airlines
LUV
$16.3B
– –
0
– –
MAPSW icon
380
WM Technology, Inc. Warrants
MAPSW
$4.01M
– –
-77,857
Closed -$39K
MAPS icon
381
WM Technology
MAPS
$124M
– –
-126,531
Closed -$1.28M
MDB icon
382
MongoDB
MDB
$26.3B
– –
0
– –
MFG icon
383
Mizuho Financial
MFG
$80.8B
– –
-250,000
Closed -$618K
MJ icon
384
Amplify Alternative Harvest ETF
MJ
$182M
– –
-357
Closed -$55K
MT icon
385
ArcelorMittal
MT
$25.9B
– –
-104,300
Closed -$1.12M
MVST icon
386
Microvast
MVST
$829M
– –
-23,490
Closed -$240K
MVSTW icon
387
Microvast Holdings, Inc. Warrants
MVSTW
$42.1M
– –
-40,770
Closed -$24K
NIO icon
388
NIO
NIO
$13.5B
– –
-500,000
Closed -$3.86M
OXY icon
389
Occidental Petroleum
OXY
$44.8B
– –
0
– –
PRTH icon
390
Priority Technology Holdings
PRTH
$611M
– –
-11,293
Closed -$29K
PTON icon
391
Peloton Interactive
PTON
$3.23B
– –
0
– –
RIGL icon
392
Rigel Pharmaceuticals
RIGL
$726M
– –
0
– –
RRR icon
393
Red Rock Resorts
RRR
$3.67B
– –
-62,005
Closed -$676K
SAND icon
394
Sandstorm Gold
SAND
$3.38B
– –
0
– –
SGRY icon
395
Surgery Partners
SGRY
$2.87B
– –
0
– –
SKT icon
396
Tanger
SKT
$3.9B
– –
-150,000
Closed -$1.07M
SLNO icon
397
Soleno Therapeutics
SLNO
$3.68B
– –
0
– –
SPRU icon
398
Spruce Power Holding Corp
SPRU
$27.3M
– –
-7,626
Closed -$619K
SPY icon
399
SPDR S&P 500 ETF Trust
SPY
$658B
– –
-11,461
Closed -$3.53M
TBPH icon
400
Theravance Biopharma
TBPH
$714M
– –
-13,664
Closed -$287K
14 15
16
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