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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRXPW
376
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$4K ﹤0.01%
58,686
+100
+0.2% +$12
XOM icon
377
CALL
ExxonMobil
XOM
$657B
$4K ﹤0.01%
+3,100
New +$171K
SNAX
378
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$4K ﹤0.01%
27,331
– –
ALGRR
379
DELISTED
Allegro Merger Corp Right
ALGRR
$4K ﹤0.01%
41,978
-115,833
-73% -$32.1K
CRC
380
CALL
DELISTED
California Resources Corporation
CRC
$4K ﹤0.01%
+70,000
New +$433K
GNW icon
381
PUT
Genworth Financial
GNW
$3.7B
$3K ﹤0.01%
3,000
-176,100
-98% -$730K
LCII icon
382
CALL
LCI Industries
LCII
$2.61B
$3K ﹤0.01%
1,400
-95,600
-99% -$9.33M
CHNG
383
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$3K ﹤0.01%
+25,000
New +$350K
ETFC
384
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$3K ﹤0.01%
+99,900
New +$4.22M
ALGRW
385
DELISTED
Allegro Merger Corp Warrant
ALGRW
$3K ﹤0.01%
64,250
-199,720
-76% -$33.5K
ASLE icon
386
AerSale
ASLE
$273M
$2K ﹤0.01%
269,531
-115,334
-30% -$1.17M
BPMC
387
PUT
DELISTED
Blueprint Medicines
BPMC
$2K ﹤0.01%
+700
New +$45K
DVA icon
388
PUT
DaVita
DVA
$11.4B
$2K ﹤0.01%
700
-113,300
-99% -$8.91M
FCX icon
389
CALL
Freeport-McMoran
FCX
$96.4B
$2K ﹤0.01%
+193,100
New +$2.02M
RRC icon
390
CALL
Range Resources
RRC
$9.5B
$2K ﹤0.01%
20,000
-28,200
-59% -$89.8K
FSCT
391
PUT
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$2K ﹤0.01%
+45,000
New +$1.41M
AMRN
392
CALL
Amarin Corp
AMRN
$296M
$1K ﹤0.01%
4,135
+2,890
+232% +$960K
CNC icon
393
Centene
CNC
$32.1B
$1K ﹤0.01%
+11
New +$667
FAST icon
394
Fastenal
FAST
$60.1B
$1K ﹤0.01%
40
-4,020
-99% -$70.8K
NEM icon
395
Newmont
NEM
$124B
$1K ﹤0.01%
+27
New +$1.22K
PFE icon
396
CALL
Pfizer
PFE
$152B
$1K ﹤0.01%
+52,700
New +$1.8M
SNDL icon
397
CALL
Sundial Growers
SNDL
$323M
$1K ﹤0.01%
2,240
– –
ACOR
398
CALL
DELISTED
Acorda Therapeutics
ACOR
$1K ﹤0.01%
+208
New +$40.9K
RDUS
399
CALL
DELISTED
Radius Health, Inc.
RDUS
$1K ﹤0.01%
6,000
-14,000
-70% -$250K
VAR
400
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
$1K ﹤0.01%
2,000
-18,000
-90% -$2.38M
14 15
16
17 18

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.