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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-2.91%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$394M
AUM Growth
–
Cap. Flow
+$923M
Cap. Flow %
234.23%
Top 10 Hldgs %
47.92%
Holding
448
New
446
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$70M
2
ZM icon
Zoom
ZM
+$38.9M
3
CRWD icon
CrowdStrike
CRWD
+$24M
4
BYND icon
Beyond Meat
BYND
+$18.9M
5
NKLA
Nikola Corporation Common Stock
NKLA
+$12.1M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 28.08%
2 Technology 20%
3 Consumer Discretionary 7.92%
4 Consumer Staples 6.17%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELUW
376
DELISTED
Celularity Inc
CELUW
$21K 0.01%
+35,000
New +$20K
ODP
377
PUT
DELISTED
ODP
ODP
$21K 0.01%
+42,080
New +$725K
LK
378
PUT
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$20K 0.01%
+35,700
New +$756K
DCH
379
Dauch Corp
DCH
$1.51B
$19K ﹤0.01%
+2,300
New +$20.9K
ALDR
380
PUT
DELISTED
Alder Biopharmaceuticals
ALDR
$19K ﹤0.01%
+124,300
New +$1.42M
LCAHW
381
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$18K ﹤0.01%
+22,443
New +$17.7K
DPHCW
382
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$18K ﹤0.01%
+20,678
New +$15.4K
SNAXW
383
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$17K ﹤0.01%
+86,810
New +$18.2K
HSACW
384
DELISTED
Health Sciences Acquisitions Corporation Warrants
HSACW
$17K ﹤0.01%
+20,532
New +$18.7K
CMCSA icon
385
PUT
Comcast
CMCSA
$90B
$16K ﹤0.01%
+78,000
New +$3.46M
FAST icon
386
PUT
Fastenal
FAST
$59.5B
$16K ﹤0.01%
+10,000
New +$156K
KN icon
387
Knowles
KN
$3.34B
$16K ﹤0.01%
+800
New +$15.7K
TSN icon
388
PUT
Tyson Foods
TSN
$20.4B
$16K ﹤0.01%
+45,000
New +$3.83M
DFS
389
CALL
DELISTED
Discover Financial Services
DFS
$15K ﹤0.01%
+14,300
New +$1.18M
GM icon
390
CALL
General Motors
GM
$76.8B
$15K ﹤0.01%
+65,500
New +$2.52M
GSAT icon
391
Globalstar
GSAT
$10.8B
$15K ﹤0.01%
+2,494
New +$15.7K
MVSTW
392
DELISTED
Microvast Holdings Warrants
MVSTW
$15K ﹤0.01%
+20,100
New +$16.4K
GIX.WS
393
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$15K ﹤0.01%
+53,800
New +$9.87K
HCCHW
394
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$14K ﹤0.01%
+54,900
New +$13.9K
AGBAW
395
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$14K ﹤0.01%
+174,800
New +$19K
ACB
396
Aurora Cannabis
ACB
$185M
$13K ﹤0.01%
+25
New +$18.5K
BAC icon
397
PUT
Bank of America
BAC
$442B
$13K ﹤0.01%
+40,000
New +$1.15M
BPMC
398
CALL
DELISTED
Blueprint Medicines
BPMC
$13K ﹤0.01%
+45,900
New +$3.97M
HCCHR
399
DELISTED
HL Acquisitions Corp. Right
HCCHR
$13K ﹤0.01%
+49,027
New +$13.4K
ALGRR
400
DELISTED
Allegro Merger Corp Right
ALGRR
$13K ﹤0.01%
+50,800
New +$11.6K
14 15
16
17 18

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Cowen and Company's Q3 2019 Portfolio in Review

Q3 2019 is the first quarter with a 13F filing on record for Cowen and Company, which disclosed 448 positions worth $394M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, followed by Technology and Consumer Discretionary.

  • Cowen and Company's largest Q3 2019 buy was Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.
  • Cowen and Company's ten largest holdings make up 48% of its $394M portfolio in Q3 2019.
  • Cowen and Company disclosed 448 positions in Q3 2019, its first 13F filing on record.

Based on Cowen and Company's 13F filing for Q3 2019, filed 12 Nov 2019.