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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNDA.WS
351
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
$26.1K ﹤0.01%
250,016
+71,713
+40% +$4.84K
VMCAW
352
DELISTED
Valuence Merger Corp. I Warrant
VMCAW
$26K ﹤0.01%
463,925
+258,012
+125% +$18.3K
GODNR
353
DELISTED
Golden Star Acquisition Corporation Rights
GODNR
$25.8K ﹤0.01%
59,940
-10,060
-14% -$2.93K
CDTTW
354
CDT Equity Inc Warrant
CDTTW
$1.63M
$25.8K ﹤0.01%
572,576
+134,900
+31% +$11.4K
AMBP.WS
355
DELISTED
Ardagh Metal Packaging Warrants
AMBP.WS
$25.6K ﹤0.01%
232,655
+4,100
+2% +$481
DIS icon
356
CALL
Walt Disney
DIS
$179B
$25.5K ﹤0.01%
+60,000
New +$5.12M
SES.WS icon
357
SES AI Corp Warrants
SES.WS
$5.87M
$25K ﹤0.01%
+92,479
New +$27.8K
WINVR
358
DELISTED
WinVest Acquisition Corp. Right
WINVR
$25K ﹤0.01%
461,904
+1,000
+0.2% +$74
HWELW
359
DELISTED
Healthwell Acquisition Corp. I Warrant
HWELW
$24.9K ﹤0.01%
146,710
-48,500
-25% -$11.1K
ACACW
360
DELISTED
Acri Capital Acquisition Corp Warrant
ACACW
$24.7K ﹤0.01%
178,972
-600
-0.3% -$40
ONMDW icon
361
OneMedNet Corp Warrant
ONMDW
$1.01M
$24.5K ﹤0.01%
544,840
– –
OIOWW
362
OIO Group Warrants
OIOWW
$23.9K ﹤0.01%
+1,224,331
New +$35.9K
ACAHW
363
DELISTED
Atlantic Coastal Acquisition Corp. Warrant
ACAHW
$23.2K ﹤0.01%
827,997
+13,700
+2% +$382
WTMAR
364
DELISTED
Welsbach Technology Metals Acquisition Corp. one right to receive 1/10th of a share of common stock
WTMAR
$23.2K ﹤0.01%
178,278
+149,700
+524% +$16.8K
NETC.WS
365
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
$22.8K ﹤0.01%
+120,100
New +$20.3K
CVSA
366
CALL
Covista Inc
CVSA
$4.31B
$22.8K ﹤0.01%
+70,000
New +$2.96M
CLDI.WS
367
DELISTED
Calidi Biotherapeutics, Inc. Redeemable Warrants, each whole warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00
CLDI.WS
$22K ﹤0.01%
100,000
-3,678
-4% -$673
PGSS.WS
368
DELISTED
Pegasus Digital Mobility Acquisition Corp. Redeemable Warrants
PGSS.WS
$21.6K ﹤0.01%
+180,000
New +$22.1K
IVCAW
369
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$21K ﹤0.01%
300,200
+250,000
+498% +$17.5K
BREZW
370
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$20.5K ﹤0.01%
107,900
-9,935
-8% -$2.17K
RMGCW
371
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$20.5K ﹤0.01%
157,636
+20,863
+15% +$1.84K
EVGRW
372
DELISTED
Evergreen Corporation Warrant
EVGRW
$20.5K ﹤0.01%
495,560
– –
PLAOW
373
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$20.3K ﹤0.01%
338,087
+240,400
+246% +$20.9K
EVTL.WS
374
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$20.3K ﹤0.01%
209,350
+400
+0.2% +$56
KNSW.WS
375
DELISTED
KnightSwan Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
KNSW.WS
$20.3K ﹤0.01%
559,805
+135,800
+32% +$7.01K
13 14
15
16 17

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.