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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONMDW icon
351
OneMedNet Corp Warrant
ONMDW
$1.01M
$75K ﹤0.01%
193,328
-379,960
-66% -$188K
VRAY
352
CALL
DELISTED
ViewRay, Inc.
VRAY
$75K ﹤0.01%
75,000
-271,400
-78% -$1.71M
CCJ icon
353
PUT
Cameco
CCJ
$43B
$74K ﹤0.01%
+60,000
New +$1.14M
PRPB.WS
354
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$74K ﹤0.01%
+73,389
New +$85.1K
IOVA icon
355
CALL
Iovance Biotherapeutics
IOVA
$2.94B
$72K ﹤0.01%
+65,200
New +$1.54M
IOVA icon
356
PUT
Iovance Biotherapeutics
IOVA
$2.94B
$71K ﹤0.01%
+35,000
New +$825K
PGRWW
357
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$71K ﹤0.01%
128,478
+77,478
+152% +$49.6K
GSAQW
358
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$71K ﹤0.01%
125,000
– –
FUN icon
359
CALL
Cedar Fair
FUN
$1.63B
$70K ﹤0.01%
76,100
-14,500
-16% -$639K
NMMCW
360
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$68K ﹤0.01%
76,200
+279
+0.4% +$249
AILEW
361
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$68K ﹤0.01%
+119,695
New +$84.9K
ABLLW
362
DELISTED
Abacus Life Warrant
ABLLW
$67K ﹤0.01%
104,841
+36,157
+53% +$27.8K
ROSS.WS
363
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$67K ﹤0.01%
74,863
+64,335
+611% +$58.9K
VRAY
364
DELISTED
ViewRay, Inc.
VRAY
$66K ﹤0.01%
+9,167
New +$57.9K
GIIXW
365
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
$66K ﹤0.01%
57,907
+16,141
+39% +$20K
VIEW
366
DELISTED
View, Inc. Class A Common Stock
VIEW
$65K ﹤0.01%
+199
New +$69.9K
KSU
367
CALL
DELISTED
Kansas City Southern
KSU
$65K ﹤0.01%
21,800
-184,100
-89% -$51.3M
COF icon
368
PUT
Capital One
COF
$134B
$61K ﹤0.01%
51,500
+35,000
+212% +$5.71M
BMY icon
369
PUT
Bristol-Myers Squibb
BMY
$130B
$60K ﹤0.01%
+35,000
New +$2.3M
INCY icon
370
CALL
Incyte
INCY
$24.5B
$60K ﹤0.01%
+20,900
New +$1.59M
FMIVW
371
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$60K ﹤0.01%
57,196
+18,076
+46% +$20.6K
DXJ icon
372
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$59K ﹤0.01%
12,100
– –
CLAQR
373
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$59K ﹤0.01%
+247,152
New +$53.3K
RDUS
374
PUT
DELISTED
Radius Health, Inc.
RDUS
$58K ﹤0.01%
7,500
– –
CANO
375
PUT
DELISTED
Cano Health, Inc.
CANO
$57K ﹤0.01%
+989
New +$1.2M
13 14
15
16 17

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.