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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
351
CALL
Wells Fargo
WFC
$264B
$74K 0.01%
+45,000
New +$1.59M
QSI icon
352
PUT
Quantum-Si Incorporated
QSI
$179M
$73K 0.01%
+76,700
New +$927K
SMH icon
353
PUT
VanEck Semiconductor ETF
SMH
$70.6B
$73K 0.01%
50,000
-251,600
-83% -$29.8M
MIT.WS
354
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$73K 0.01%
+116,466
New +$76K
FRMM
355
CALL
Forum Markets
FRMM
$82.6M
$72K ﹤0.01%
+10
New +$179K
WBA
356
CALL
DELISTED
Walgreens Boots Alliance
WBA
$71K ﹤0.01%
+17,200
New +$850K
CERS icon
357
Cerus
CERS
$516M
$68K ﹤0.01%
+11,233
New +$76.4K
COHR
358
CALL
DELISTED
Coherent Inc
COHR
$68K ﹤0.01%
+25,000
New +$5.55M
GFX.WS
359
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$68K ﹤0.01%
+96,286
New +$123K
VTRS icon
360
Viatris
VTRS
$18.7B
$67K ﹤0.01%
+4,775
New +$77.8K
SCPE.WS
361
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$66K ﹤0.01%
+35,000
New +$56.8K
ANIK icon
362
CALL
Anika Therapeutics
ANIK
$284M
$64K ﹤0.01%
73,000
-2,000
-3% -$75.9K
FXI icon
363
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$63K ﹤0.01%
50,000
– –
MAPS
364
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$63K ﹤0.01%
+250,000
New +$5.25M
RVLV icon
365
PUT
Revolve Group
RVLV
$1.69B
$63K ﹤0.01%
+45,000
New +$1.83M
GSAQW
366
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$63K ﹤0.01%
+125,000
New +$94K
BTAQW
367
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$63K ﹤0.01%
59,090
+34,090
+136% +$70.3K
CCAC.WS
368
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$63K ﹤0.01%
56,934
+21,934
+63% +$42.9K
ASND icon
369
CALL
Ascendis Pharma A/S
ASND
$16.7B
$61K ﹤0.01%
+10,900
New +$1.66M
DLCAW
370
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$61K ﹤0.01%
+102,122
New +$81.5K
IPOD.WS
371
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$61K ﹤0.01%
+25,000
New +$106K
DOV icon
372
CALL
Dover
DOV
$28.1B
$60K ﹤0.01%
+8,300
New +$1.06M
TALKW
373
DELISTED
Talkspace Inc Warrant
TALKW
$60K ﹤0.01%
41,122
-83,077
-67% -$168K
EUCRW
374
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$60K ﹤0.01%
+47,922
New +$77.7K
ASND icon
375
PUT
Ascendis Pharma A/S
ASND
$16.7B
$59K ﹤0.01%
+8,800
New +$1.34M
13 14
15
16 17

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.