CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+17.91%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.08B
AUM Growth
+$512M
Cap. Flow
+$444M
Cap. Flow %
41.26%
Top 10 Hldgs %
72.09%
Holding
482
New
145
Increased
28
Reduced
41
Closed
183

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$114M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$113M
3
QQQ icon
Invesco QQQ Trust
QQQ
$73.3M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$72.9M
5
IWM icon
iShares Russell 2000 ETF
IWM
$55.7M

Top Sells

1
NKLA
Nikola Corporation Common Stock
NKLA
$40M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.5M
4
MCD icon
McDonald's
MCD
$10.1M
5
CMRC
Commerce.com, Inc. Series 1 Common Stock
CMRC
$5.84M

Sector Composition

1 Financials 9.21%
2 Healthcare 5.11%
3 Technology 4.2%
4 Communication Services 3.53%
5 Industrials 2.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PDLI
351
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-180,000
Closed -$567K
REV
352
DELISTED
Revlon, Inc.
REV
– –
0
– –
VEDL
353
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
0
– –
ABBV icon
354
AbbVie
ABBV
$374B
– –
-3,222
Closed -$282K
ACAD icon
355
Acadia Pharmaceuticals
ACAD
$4.24B
– –
-1,417
Closed -$58K
ACB
356
Aurora Cannabis
ACB
$276M
– –
0
– –
ADN icon
357
Advent Technologies
ADN
$8.95M
– –
-3,333
Closed -$1.03M
ADNWW
358
Advent Technologies Holdings Warrant
ADNWW
$10.6K
– –
-14,939
Closed -$10K
ADV icon
359
Advantage Solutions
ADV
$574M
– –
-50,000
Closed -$523K
ADVM icon
360
Adverum Biotechnologies
ADVM
$72.4M
– –
-13,978
Closed -$1.44M
AGIO icon
361
Agios Pharmaceuticals
AGIO
$2.14B
– –
0
– –
AMC icon
362
AMC Entertainment Holdings
AMC
$1.39B
– –
-1,029
Closed -$48K
ANGI icon
363
Angi Inc
ANGI
$810M
– –
-1,040
Closed -$115K
ANIK icon
364
Anika Therapeutics
ANIK
$130M
– –
0
– –
AQB icon
365
AquaBounty Technologies
AQB
$4.73M
– –
0
– –
AR icon
366
Antero Resources
AR
$10B
– –
0
– –
ARGX icon
367
argenx
ARGX
$45.9B
– –
0
– –
ASTS icon
368
AST SpaceMobile
ASTS
$11.6B
– –
-78,922
Closed -$795K
AUPH icon
369
Aurinia Pharmaceuticals
AUPH
$1.64B
– –
0
– –
AVPT icon
370
AvePoint
AVPT
$3.45B
– –
-1,365,974
Closed -$14.5M
AVPTW
371
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-126,691
Closed -$246K
AXTA icon
372
Axalta
AXTA
$6.85B
– –
-18,101
Closed -$401K
BBIO icon
373
BridgeBio Pharma
BBIO
$10.1B
– –
0
– –
BCRX icon
374
BioCryst Pharmaceuticals
BCRX
$1.73B
– –
0
– –
CMRC
375
Commerce.com, Inc. Series 1 Common Stock
CMRC
$358M
– –
-70,100
Closed -$5.84M
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