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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRN
351
CALL
Amarin Corp
AMRN
$296M
$10K ﹤0.01%
1,625
+275
+20% +$26.5K
GNW icon
352
PUT
Genworth Financial
GNW
$3.7B
$10K ﹤0.01%
20,000
-173,200
-90% -$712K
BABA icon
353
PUT
Alibaba
BABA
$306B
$9K ﹤0.01%
16,900
-6,000
-26% -$1.67M
RP
354
PUT
DELISTED
RealPage, Inc.
RP
$9K ﹤0.01%
+123,400
New +$8.09M
EXEL icon
355
CALL
Exelixis
EXEL
$12.7B
$8K ﹤0.01%
+15,000
New +$314K
GNW icon
356
Genworth Financial
GNW
$3.7B
$8K ﹤0.01%
2,100
-22,900
-92% -$94.1K
AAL icon
357
PUT
American Airlines Group
AAL
$10.1B
$7K ﹤0.01%
196,200
-16,600
-8% -$230K
BEAT
358
CALL
DELISTED
BioTelemetry, Inc.
BEAT
$7K ﹤0.01%
+20,000
New +$1.05M
FSLY icon
359
PUT
Fastly Inc
FSLY
$4.58B
$6K ﹤0.01%
+10,000
New +$882K
INSM icon
360
PUT
Insmed
INSM
$29B
$5K ﹤0.01%
+3,500
New +$128K
META icon
361
CALL
Meta Platforms (Facebook)
META
$1.53T
$5K ﹤0.01%
+800
New +$219K
SGMO
362
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$5K ﹤0.01%
+20,000
New +$234K
AQB icon
363
PUT
AquaBounty Technologies
AQB
$7.67M
$4K ﹤0.01%
+500
New +$55.6K
DOW icon
364
PUT
Dow Inc
DOW
$22.6B
$4K ﹤0.01%
338,700
+18,700
+6% +$965K
GNW icon
365
CALL
Genworth Financial
GNW
$3.7B
$4K ﹤0.01%
16,000
-410,800
-96% -$1.69M
IRWD icon
366
CALL
Ironwood Pharmaceuticals
IRWD
$711M
$4K ﹤0.01%
+10,000
New +$109K
NKTR icon
367
CALL
Nektar Therapeutics
NKTR
$2.55B
$4K ﹤0.01%
+1,560
New +$403K
UWMC icon
368
PUT
UWM Holdings
UWMC
$2.45B
$4K ﹤0.01%
+59,900
New +$627K
XLK icon
369
PUT
State Street Technology Select Sector SPDR ETF
XLK
$122B
$4K ﹤0.01%
+17,800
New +$1.08M
SNAX
370
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$4K ﹤0.01%
27,331
– –
SIOX
371
CALL
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$4K ﹤0.01%
+19,000
New +$55.3K
ARNA
372
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
$4K ﹤0.01%
+8,200
New +$615K
PRSP
373
CALL
DELISTED
Perspecta Inc. Common Stock
PRSP
$4K ﹤0.01%
+7,100
New +$152K
UFS
374
PUT
DELISTED
DOMTAR CORPORATION (New)
UFS
$4K ﹤0.01%
+75,000
New +$2.13M
BLDP
375
PUT
Ballard Power Systems
BLDP
$784M
$3K ﹤0.01%
+18,800
New +$346K
13 14
15
16 17

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.