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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIX.RT
351
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$12K ﹤0.01%
59,450
-7,100
-11% -$1.84K
RBZ
352
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
$12K ﹤0.01%
29,942
– –
BBBY
353
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$11K ﹤0.01%
35,500
-16,000
-31% -$186K
GBT
354
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
$11K ﹤0.01%
+24,000
New +$1.61M
ADNWW
355
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$10K ﹤0.01%
56,785
+36,385
+178% +$11.5K
BFIIW
356
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$10K ﹤0.01%
191,809
+1,100
+0.6% +$239
BPMC
357
CALL
DELISTED
Blueprint Medicines
BPMC
$9K ﹤0.01%
+2,300
New +$148K
EEM icon
358
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$9K ﹤0.01%
250,000
-86,700
-26% -$3.56M
LPX icon
359
CALL
Louisiana-Pacific
LPX
$5.28B
$9K ﹤0.01%
+41,100
New +$1.14M
SNAXW
360
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$9K ﹤0.01%
86,810
– –
SSI
361
DELISTED
Stage Stores Inc
SSI
$9K ﹤0.01%
+25,000
New +$50.6K
AGBAW
362
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$9K ﹤0.01%
154,050
– –
S
363
PUT
DELISTED
Sprint Corporation
S
$8K ﹤0.01%
263,500
-341,000
-56% -$2.39M
CMA
364
DELISTED
Comerica
CMA
$7K ﹤0.01%
250
-6,647
-96% -$361K
HUN icon
365
CALL
Huntsman Corp
HUN
$1.83B
$7K ﹤0.01%
+60,000
New +$1.17M
QDEL icon
366
PUT
QuidelOrtho
QDEL
$959M
$7K ﹤0.01%
+12,300
New +$995K
LTRYW icon
367
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$755
$6K ﹤0.01%
+60,833
New +$6.21K
NKLA
368
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$6K ﹤0.01%
+1,440
New +$465K
GRNVR
369
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$6K ﹤0.01%
25,000
– –
RVPHW
370
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$5K ﹤0.01%
57,100
-51,500
-47% -$7.71K
YOLO icon
371
CALL
AdvisorShares Pure Cannabis ETF
YOLO
$33.2M
$5K ﹤0.01%
39,800
+1,800
+5% +$18.4K
APHA
372
CALL
DELISTED
Aphria Inc. Common Shares
APHA
$5K ﹤0.01%
25,000
-10,000
-29% -$39.9K
HCCHW
373
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$5K ﹤0.01%
91,082
-100
-0.1% -$28
AAP icon
374
CALL
Advance Auto Parts
AAP
$3.19B
$4K ﹤0.01%
+30,000
New +$3.89M
GOGO icon
375
CALL
Gogo Inc
GOGO
$392M
$4K ﹤0.01%
25,000
– –
13 14
15
16 17

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.