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CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UKOMW
351
DELISTED
Ucommune International Ltd Warrant
UKOMW
$27K ﹤0.01%
+498,500
New +$37.1K
MJ icon
352
CALL
Amplify Alternative Harvest ETF
MJ
$106M
$26K ﹤0.01%
+13,092
New +$2.88M
CHAP
353
DELISTED
Chaparral Energy, Inc.
CHAP
$26K ﹤0.01%
14,543
-2,457
-14% -$2.47K
FLLCR
354
DELISTED
Fellazo Inc. Right
FLLCR
$26K ﹤0.01%
+150,000
New +$26.5K
AR icon
355
CALL
Antero Resources
AR
$11.2B
$25K ﹤0.01%
169,300
+128,700
+317% +$329K
MTZ icon
356
CALL
MasTec
MTZ
$21.9B
$25K ﹤0.01%
+21,100
New +$1.39M
MVSTW
357
DELISTED
Microvast Holdings Warrants
MVSTW
$23K ﹤0.01%
38,520
+18,420
+92% +$12.3K
INSUW
358
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$23K ﹤0.01%
+19,172
New +$20.9K
A icon
359
PUT
Agilent Technologies
A
$41.9B
$22K ﹤0.01%
+24,700
New +$1.94M
T icon
360
CALL
AT&T
T
$162B
$22K ﹤0.01%
66,200
-66,200
-50% -$1.91M
THCAW
361
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$22K ﹤0.01%
49,480
+9,289
+23% +$4.42K
RDUS
362
CALL
DELISTED
Radius Health, Inc.
RDUS
$21K ﹤0.01%
20,000
– –
ZGNX
363
PUT
DELISTED
Zogenix, Inc.
ZGNX
$21K ﹤0.01%
+7,000
New +$320K
CMA
364
CALL
DELISTED
Comerica
CMA
$20K ﹤0.01%
+60,000
New +$4.12M
MUDSW
365
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$20K ﹤0.01%
40,788
-611,936
-94% -$354K
TWTR
366
CALL
DELISTED
Twitter, Inc.
TWTR
$19K ﹤0.01%
+7,500
New +$247K
BBWI icon
367
CALL
Bath & Body Works
BBWI
$3.93B
$18K ﹤0.01%
+123,700
New +$1.79M
SNAXW
368
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$18K ﹤0.01%
86,810
– –
CERN
369
CALL
DELISTED
Cerner Corp
CERN
$18K ﹤0.01%
+31,300
New +$2.16M
GIX.RT
370
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$17K ﹤0.01%
+66,550
New +$20.3K
DDMXW
371
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$17K ﹤0.01%
38,666
+1,000
+3% +$426
TKKSW
372
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$17K ﹤0.01%
285,100
+19,137
+7% +$1.36K
BJ icon
373
BJs Wholesale Club
BJ
$12.3B
$16K ﹤0.01%
+690
New +$17.1K
BJ icon
374
PUT
BJs Wholesale Club
BJ
$12.3B
$16K ﹤0.01%
54,400
-1,200
-2% -$29.7K
UAL icon
375
CALL
United Airlines
UAL
$40.9B
$16K ﹤0.01%
99,900
+76,500
+327% +$6.87M
13 14
15
16 17

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.