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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PORT.WS
326
DELISTED
Southport Acquisition Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50
PORT.WS
$32.7K ﹤0.01%
606,128
+501,300
+478% +$23.8K
MARXR
327
DELISTED
Mars Acquisition Corp. Rights
MARXR
$32.2K ﹤0.01%
118,325
+90,900
+331% +$22.5K
USARW
328
DELISTED
USA Rare Earth Inc Warrant
USARW
$32K ﹤0.01%
+186,203
New +$37.2K
FOA icon
329
Finance of America Companies
FOA
$193M
$32K ﹤0.01%
2,500
– –
TRTL.WS
330
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$31.7K ﹤0.01%
186,600
+32,369
+21% +$4.38K
VHAQ.RT
331
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$31.6K ﹤0.01%
520,275
– –
VLD.WS
332
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$31.5K ﹤0.01%
153,276
+128,205
+511% +$32.1K
SNAP icon
333
PUT
Snap
SNAP
$9.32B
$31.5K ﹤0.01%
+100,000
New +$1.04M
RENEW
334
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$30.8K ﹤0.01%
+192,723
New +$32.2K
SOFI icon
335
PUT
SoFi Technologies
SOFI
$23.2B
$30K ﹤0.01%
+41,400
New +$364K
CLRCR
336
DELISTED
ClimateRock Right
CLRCR
$29.4K ﹤0.01%
277,000
+300
+0.1% +$34
BIOSW
337
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$29.2K ﹤0.01%
522,096
+61,109
+13% +$7.31K
ACAXW
338
DELISTED
Alset Capital Acquisition Corp Warrant
ACAXW
$28.8K ﹤0.01%
882,156
+744,641
+541% +$31.6K
LCID icon
339
Lucid Motors
LCID
$2.64B
$28.5K ﹤0.01%
+510
New +$33K
BUJAW
340
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Warrants
BUJAW
$28.2K ﹤0.01%
+433,484
New +$23.2K
PGYWW
341
Pagaya Technologies Ltd Warrants
PGYWW
$1.31M
$28K ﹤0.01%
79,935
-43,949
-35% -$16.9K
AIRJW
342
AirJoule Technologies Warrant
AIRJW
$92.4M
$27.7K ﹤0.01%
277,416
+100,700
+57% +$8.33K
ZFOXW
343
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$27.6K ﹤0.01%
688,314
+250,000
+57% +$8.8K
IVCBW
344
DELISTED
Investcorp Europe Acquisition Corp I Warrant
IVCBW
$27.6K ﹤0.01%
92,600
– –
BNAIW
345
Brand Engagement Network Warrant
BNAIW
$2.14M
$27.5K ﹤0.01%
343,423
+190,661
+125% +$9.76K
CZOO
346
DELISTED
Cazoo Group Ltd
CZOO
$27.3K ﹤0.01%
+500
New +$57.8K
ML.WS
347
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$27K ﹤0.01%
587,455
+405
+0.1% +$17
X
348
PUT
DELISTED
US Steel
X
$27K ﹤0.01%
+31,900
New +$895K
GRND.WS
349
DELISTED
Grindr Inc. Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GRND.WS
$26.5K ﹤0.01%
33,501
-5,099
-13% -$3.84K
MKFG.WS
350
DELISTED
Markforged Holding Corporation Warrants, each whole warrant exercisable to purchase one-tenth (1/10th) of a share of Common Stock at an exercise price of $115.00 per share
MKFG.WS
$26.4K ﹤0.01%
182,493
+300
+0.2% +$40
12 13
14
15 16

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.