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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVGOW
326
DELISTED
EVgo Inc Warrants
EVGOW
$18K ﹤0.01%
+10,000
New +$16K
QS icon
327
CALL
QuantumScape Corp
QS
$3.84B
$18K ﹤0.01%
+25,300
New +$926K
VRTX icon
328
CALL
Vertex Pharmaceuticals
VRTX
$135B
$18K ﹤0.01%
+7,500
New +$1.72M
RDUS
329
CALL
DELISTED
Radius Health, Inc.
RDUS
$18K ﹤0.01%
+15,000
New +$225K
ADOCW
330
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$17K ﹤0.01%
+25,000
New +$13.5K
PMVC.WS
331
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$17K ﹤0.01%
+15,000
New +$13.3K
WORK
332
CALL
DELISTED
Slack Technologies, Inc.
WORK
$17K ﹤0.01%
+31,300
New +$1.06M
CORT icon
333
PUT
Corcept Therapeutics
CORT
$12.2B
$16K ﹤0.01%
11,500
-7,500
-39% -$158K
MRSN
334
CALL
DELISTED
Mersana Therapeutics
MRSN
$16K ﹤0.01%
+476
New +$265K
GSMGW
335
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$16K ﹤0.01%
200,000
-76,300
-28% -$5.75K
ZGYHR
336
DELISTED
Yunhong International Right
ZGYHR
$16K ﹤0.01%
+50,000
New +$12K
PE
337
CALL
DELISTED
PARSLEY ENERGY INC
PE
$16K ﹤0.01%
+50,000
New +$595K
ARGX icon
338
PUT
argenx
ARGX
$54B
$15K ﹤0.01%
+5,000
New +$1.37M
FXI icon
339
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$15K ﹤0.01%
+50,000
New +$2.28M
RDBXW
340
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$15K ﹤0.01%
+15,000
New +$13.5K
ZGYHW
341
DELISTED
Yunhong International Warrant
ZGYHW
$15K ﹤0.01%
+20,000
New +$7.08K
BTCTW
342
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$14K ﹤0.01%
62,053
-30,592
-33% -$6.58K
AMRN
343
PUT
Amarin Corp
AMRN
$298M
$13K ﹤0.01%
1,625
-7,220
-82% -$696K
GLEO.WS
344
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$13K ﹤0.01%
15,000
-24,616
-62% -$15.4K
FIT
345
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$13K ﹤0.01%
487,900
+99,200
+26% +$699K
MSPRZ
346
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$12K ﹤0.01%
+10,000
New +$9.12K
SMH icon
347
CALL
VanEck Semiconductor ETF
SMH
$70.3B
$11K ﹤0.01%
6,000
-132,400
-96% -$13.1M
DCPH
348
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$11K ﹤0.01%
20,200
+5,200
+35% +$308K
GBT
349
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$11K ﹤0.01%
+20,300
New +$1M
BSN.WS
350
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$11K ﹤0.01%
+10,000
New +$8.89K
12 13
14
15 16

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.