CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BBL
326
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-77,070
Closed -$3.17M
VEDL
327
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-125,000
Closed -$701K
UN
328
DELISTED
Unilever NV New York Registry Shares
UN
– –
-43,678
Closed -$2.33M
CZR
329
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
BHVN
330
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-7,410
Closed -$542K
AGBAW
331
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
– –
-53,230
Closed -$15K
AAPL icon
332
Apple
AAPL
$3.54T
– –
0
– –
ANIK icon
333
Anika Therapeutics
ANIK
$129M
– –
0
– –
AR icon
334
Antero Resources
AR
$10B
– –
0
– –
ARKO icon
335
ARKO Corp
ARKO
$558M
– –
-39,307
Closed -$407K
BBIO icon
336
BridgeBio Pharma
BBIO
$10.1B
– –
0
– –
BCRX icon
337
BioCryst Pharmaceuticals
BCRX
$1.73B
– –
0
– –
BPMC
338
DELISTED
Blueprint Medicines
BPMC
– –
0
– –
BWA icon
339
BorgWarner
BWA
$9.47B
– –
0
– –
CARR icon
340
Carrier Global
CARR
$55.2B
– –
0
– –
CCL icon
341
Carnival Corp
CCL
$42.5B
– –
-1,476,800
Closed -$24.2M
CHPT icon
342
ChargePoint
CHPT
$233M
– –
-6,348
Closed -$1.28M
CLOV icon
343
Clover Health Investments
CLOV
$1.42B
– –
-16,969
Closed -$190K
COF icon
344
Capital One
COF
$141B
– –
0
– –
CORT icon
345
Corcept Therapeutics
CORT
$7.25B
– –
0
– –
CUK icon
346
Carnival PLC
CUK
$37.6B
– –
-111,229
Closed -$1.4M
CVNA icon
347
Carvana
CVNA
$50.2B
– –
0
– –
CVS icon
348
CVS Health
CVS
$93.5B
– –
0
– –
CYTK icon
349
Cytokinetics
CYTK
$6.27B
– –
0
– –
CZR icon
350
Caesars Entertainment
CZR
$5.37B
– –
-8,930
Closed -$358K
12 13
14
15 16