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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ
326
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
$26K ﹤0.01%
+494,500
New +$1.57M
CBAY
327
PUT
DELISTED
Cymabay Therapeutics
CBAY
$25K ﹤0.01%
+40,000
New +$115K
MVSTW
328
DELISTED
Microvast Holdings Warrants
MVSTW
$24K ﹤0.01%
40,770
-144,950
-78% -$59.8K
ESSCR
329
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$24K ﹤0.01%
+126,121
New +$18.7K
EIDX
330
CALL
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
$24K ﹤0.01%
+17,800
New +$828K
SAQNW
331
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$24K ﹤0.01%
27,047
-100,704
-79% -$64.9K
LACQW
332
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$23K ﹤0.01%
25,060
-115,164
-82% -$47K
IONS icon
333
PUT
Ionis Pharmaceuticals
IONS
$9.46B
$22K ﹤0.01%
21,800
-5,900
-21% -$328K
XLU icon
334
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$21K ﹤0.01%
+111,400
New +$3.21M
CLF icon
335
CALL
Cleveland-Cliffs
CLF
$7.13B
$20K ﹤0.01%
+90,700
New +$441K
DIS icon
336
PUT
Walt Disney
DIS
$178B
$20K ﹤0.01%
+25,000
New +$2.76M
AVPTW
337
DELISTED
AvePoint Inc Warrant
AVPTW
$19K ﹤0.01%
11,374
-2,217
-16% -$2.82K
ASLEW
338
DELISTED
AerSale Corp Warrants
ASLEW
$19K ﹤0.01%
29,286
-103,177
-78% -$32K
ALACR
339
DELISTED
Alberton Acquisition Corp Rights
ALACR
$18K ﹤0.01%
69,390
-83,660
-55% -$13.9K
CVS icon
340
CALL
CVS Health
CVS
$122B
$17K ﹤0.01%
+10,000
New +$630K
LTRYW icon
341
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$503
$17K ﹤0.01%
37,654
-23,179
-38% -$4.81K
GIX.RT
342
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$16K ﹤0.01%
59,450
– –
F icon
343
PUT
Ford
F
$55.8B
$15K ﹤0.01%
+36,000
New +$199K
JSPRW icon
344
Japer Therapeutics Warrants
JSPRW
$149K
$15K ﹤0.01%
15,000
-59,103
-80% -$36.8K
AGBAW
345
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$15K ﹤0.01%
53,230
-100,820
-65% -$28.4K
SNAXW
346
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$14K ﹤0.01%
32,209
-54,601
-63% -$11K
HYG icon
347
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$12K ﹤0.01%
+89,600
New +$7.22M
IOVA icon
348
CALL
Iovance Biotherapeutics
IOVA
$2.9B
$12K ﹤0.01%
45,500
-49,300
-52% -$1.62M
DIS icon
349
CALL
Walt Disney
DIS
$178B
$11K ﹤0.01%
6,800
-338,700
-98% -$37.4M
FOLD
350
PUT
DELISTED
Amicus Therapeutics
FOLD
$11K ﹤0.01%
+10,000
New +$122K
12 13
14
15 16

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.