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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHHHW
326
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$21K ﹤0.01%
+170,250
New +$19.4K
RF icon
327
CALL
Regions Financial
RF
$26.9B
$20K ﹤0.01%
+30,000
New +$420K
TIF
328
CALL
DELISTED
Tiffany & Co.
TIF
$19K ﹤0.01%
62,600
-12,000
-16% -$1.58M
INSUW
329
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$19K ﹤0.01%
19,172
– –
NOW icon
330
ServiceNow
NOW
$132B
$18K ﹤0.01%
+310
New +$19.4K
CLVS
331
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$18K ﹤0.01%
+180,000
New +$1.44M
FIT
332
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$18K ﹤0.01%
308,000
-2,239,100
-88% -$14.5M
GRAF.WS
333
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$18K ﹤0.01%
181,209
-308,013
-63% -$101K
THCAW
334
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$17K ﹤0.01%
69,543
+20,063
+41% +$7.75K
AGBAR
335
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$17K ﹤0.01%
116,403
-32,999
-22% -$6.32K
OCUL icon
336
CALL
Ocular Therapeutix
OCUL
$2.14B
$16K ﹤0.01%
+32,900
New +$162K
LL
337
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$16K ﹤0.01%
+22,500
New +$176K
WRLSR
338
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$16K ﹤0.01%
117,849
-68,592
-37% -$14.5K
GNW icon
339
CALL
Genworth Financial
GNW
$3.7B
$15K ﹤0.01%
+100,300
New +$416K
BRPAR
340
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$15K ﹤0.01%
118,618
+600
+0.5% +$127
CHAP
341
DELISTED
Chaparral Energy, Inc.
CHAP
$15K ﹤0.01%
32,692
+18,149
+125% +$17K
FLXN
342
CALL
DELISTED
Flexion Therapeutics, Inc.
FLXN
$14K ﹤0.01%
+44,200
New +$666K
IONS icon
343
CALL
Ionis Pharmaceuticals
IONS
$9.21B
$13K ﹤0.01%
+2,000
New +$111K
JD icon
344
PUT
JD.com
JD
$43.1B
$13K ﹤0.01%
+20,000
New +$799K
SWCH
345
CALL
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$13K ﹤0.01%
4,100
-85,900
-95% -$1.31M
LATNW
346
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$13K ﹤0.01%
+50,391
New +$18.5K
LIVKW
347
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$13K ﹤0.01%
+50,000
New +$17.1K
AVPTW
348
DELISTED
AvePoint Inc Warrant
AVPTW
$12K ﹤0.01%
13,591
-184,511
-93% -$214K
QDEL icon
349
CALL
QuidelOrtho
QDEL
$959M
$12K ﹤0.01%
+900
New +$72.8K
ASAP
350
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$12K ﹤0.01%
500
-14,533
-97% -$164K
12 13
14
15 16

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FPCG
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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.