We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFTW.WS
326
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$41K ﹤0.01%
+46,014
New +$37.6K
LHC.WS
327
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$41K ﹤0.01%
62,216
-2,101
-3% -$1.42K
MDCO
328
PUT
DELISTED
Medicines Co
MDCO
$41K ﹤0.01%
718,800
+678,800
+1,697% +$45.3M
DVN icon
329
PUT
Devon Energy
DVN
$47.3B
$40K ﹤0.01%
+437,400
New +$9.85M
ALACR
330
DELISTED
Alberton Acquisition Corp Rights
ALACR
$37K ﹤0.01%
153,950
+42,450
+38% +$10.3K
CLF icon
331
PUT
Cleveland-Cliffs
CLF
$6.99B
$35K ﹤0.01%
+1,000,000
New +$7.68M
GOGO icon
332
CALL
Gogo Inc
GOGO
$493M
$35K ﹤0.01%
+25,000
New +$146K
TIF
333
CALL
DELISTED
Tiffany & Co.
TIF
$35K ﹤0.01%
+74,600
New +$8.82M
TOTAR
334
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$35K ﹤0.01%
214,379
+14,608
+7% +$2.75K
LCAHW
335
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$35K ﹤0.01%
49,175
+26,732
+119% +$19K
RBZ
336
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
$35K ﹤0.01%
29,942
– –
MJ icon
337
PUT
Amplify Alternative Harvest ETF
MJ
$105M
$34K ﹤0.01%
+12,500
New +$2.75M
BFIIW
338
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$34K ﹤0.01%
190,709
-414,415
-68% -$64.3K
OGI
339
CALL
Organigram Holdings
OGI
$139M
$33K ﹤0.01%
+14,875
New +$176K
AGBAR
340
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$33K ﹤0.01%
149,402
– –
CHNG
341
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$33K ﹤0.01%
+100,000
New +$1.34M
NFH.WS
342
DELISTED
New Frontier Health Corporation Warrants, each whole warrant exercisable for one Ordinary Share at a
NFH.WS
$33K ﹤0.01%
+21,785
New +$30.7K
HCCHW
343
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$32K ﹤0.01%
91,182
+36,282
+66% +$8.74K
BRPAR
344
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$31K ﹤0.01%
118,018
+300
+0.3% +$71
WW
345
CALL
DELISTED
WW International
WW
$30K ﹤0.01%
+25,000
New +$949K
ORSNR
346
DELISTED
Orisun Acquisition Corp. Right
ORSNR
$30K ﹤0.01%
+129,400
New +$26.1K
SGEN
347
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$29K ﹤0.01%
+12,900
New +$1.37M
AMRN
348
PUT
Amarin Corp
AMRN
$303M
$28K ﹤0.01%
8,120
-8,055
-50% -$3.06M
LNC icon
349
PUT
Lincoln National
LNC
$8.81B
$27K ﹤0.01%
+110,000
New +$6.47M
RVPHW
350
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$27K ﹤0.01%
108,600
+88,600
+443% +$20.3K
12 13
14
15 16

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.