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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPN icon
301
CALL
Groupon
GRPN
$889M
$45K ﹤0.01%
+20,000
New +$195K
XAGEW
302
DELISTED
Longevity Health Holdings, Inc. Warrant
XAGEW
$44.3K ﹤0.01%
200,000
+25,000
+14% +$6.18K
JSPRW icon
303
Japer Therapeutics Warrants
JSPRW
$216K
$43.5K ﹤0.01%
870,356
+88,015
+11% +$7.56K
PL icon
304
Planet Labs
PL
$8.45B
$40.9K ﹤0.01%
15,749
– –
LVOXW
305
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$40K ﹤0.01%
142,910
– –
TETEW
306
DELISTED
Technology & Telecommunication Acquisition Corporation Warrant
TETEW
$39.7K ﹤0.01%
882,470
+600
+0.1% +$22
MCAAW
307
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$39.4K ﹤0.01%
262,576
+133,197
+103% +$21.2K
AVHIW
308
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$39.3K ﹤0.01%
644,744
+34,806
+6% +$1.78K
CCVI.WS
309
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$39.1K ﹤0.01%
244,570
+115,240
+89% +$21K
BLEUR
310
DELISTED
bleuacacia ltd Rights
BLEUR
$38.3K ﹤0.01%
766,667
+2,051
+0.3% +$129
CCL icon
311
CALL
Carnival Corporation Ltd
CCL
$38B
$37.5K ﹤0.01%
+140,500
New +$2.33M
BNIXR
312
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$37.1K ﹤0.01%
148,865
+600
+0.4% +$122
HOLX
313
DELISTED
Hologic
HOLX
$37.1K ﹤0.01%
+534
New +$40.4K
CANO.WS
314
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$36.8K ﹤0.01%
735,414
-332,241
-31% -$45.2K
INDIW
315
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
$36.5K ﹤0.01%
+20,494
New +$37.2K
MCAGR
316
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
$36.3K ﹤0.01%
180,700
+1,900
+1% +$311
DIS icon
317
PUT
Walt Disney
DIS
$179B
$35.8K ﹤0.01%
+75,000
New +$6.41M
BTM
318
DELISTED
Bitcoin Depot
BTM
$34.9K ﹤0.01%
+1,895
New +$41.9K
KACLR
319
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$34.8K ﹤0.01%
433,931
+4,900
+1% +$462
AEON.WS
320
DELISTED
AEON Biopharma Inc
AEON.WS
$34.8K ﹤0.01%
231,960
-75,628
-25% -$10.7K
ASCBR
321
DELISTED
A SPAC II Acquisition Corp. Right
ASCBR
$34.8K ﹤0.01%
283,700
+258,800
+1,039% +$23.8K
DVN icon
322
PUT
Devon Energy
DVN
$49.9B
$34.3K ﹤0.01%
+30,000
New +$1.51M
WGSWW
323
DELISTED
GeneDx Holdings Warrant
WGSWW
$33.7K ﹤0.01%
1,126,590
-9,384
-0.8% -$261
IGTAW
324
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$33K ﹤0.01%
329,898
+198,599
+151% +$10.7K
TBMCR
325
DELISTED
Trailblazer Merger Corporation I Rights
TBMCR
$32.9K ﹤0.01%
182,858
+66,158
+57% +$11K
11 12
13
14 15

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.