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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBAC.WS
301
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$116K 0.01%
144,700
+46,115
+47% +$40.7K
MCD icon
302
McDonald's
MCD
$193B
$114K 0.01%
474
-31
-6% -$7.4K
OMER icon
303
Omeros
OMER
$985M
$114K 0.01%
8,264
-27,994
-77% -$419K
PSQH.WS icon
304
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$110K 0.01%
+195,866
New +$142K
CLVR
305
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$110K 0.01%
473
– –
BSX icon
306
CALL
Boston Scientific
BSX
$74.2B
$109K 0.01%
209,500
-2,200
-1% -$97.3K
WHR icon
307
PUT
Whirlpool
WHR
$2.86B
$105K 0.01%
10,000
– –
FCX icon
308
PUT
Freeport-McMoran
FCX
$95.8B
$103K ﹤0.01%
31,700
+11,700
+59% +$412K
MDH.WS
309
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$103K ﹤0.01%
+187,345
New +$120K
CANO
310
CALL
DELISTED
Cano Health, Inc.
CANO
$102K ﹤0.01%
5,818
+4,366
+301% +$5.29M
LVRAW
311
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$102K ﹤0.01%
+120,250
New +$127K
INCY icon
312
PUT
Incyte
INCY
$24.6B
$101K ﹤0.01%
+19,000
New +$1.44M
KVSC
313
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$101K ﹤0.01%
+10,326
New +$102K
NSTC.WS
314
DELISTED
Northern Star Investment Corp. III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTC.WS
$99K ﹤0.01%
+99,541
New +$117K
BOAC.WS
315
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$99K ﹤0.01%
+97,630
New +$109K
LAZR
316
PUT
DELISTED
Luminar Technologies
LAZR
$98K ﹤0.01%
21,727
+4,647
+27% +$1.23M
PNTM.WS
317
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$98K ﹤0.01%
136,591
+111,591
+446% +$93.9K
HCIIW
318
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$98K ﹤0.01%
102,897
+76,847
+295% +$80.5K
CRHC.WS
319
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$98K ﹤0.01%
+107,919
New +$118K
EDIT icon
320
Editas Medicine
EDIT
$456M
$97K ﹤0.01%
+2,362
New +$129K
XLE icon
321
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$97K ﹤0.01%
+107,000
New +$2.65M
CBAY
322
PUT
DELISTED
Cymabay Therapeutics
CBAY
$97K ﹤0.01%
71,800
– –
BURU.WS
323
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$95K ﹤0.01%
+162,946
New +$145K
SEER icon
324
PUT
Seer Inc
SEER
$119M
$94K ﹤0.01%
+23,100
New +$795K
HYG icon
325
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$93K ﹤0.01%
105,000
+53,800
+105% +$4.72M
11 12
13
14 15

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.