CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+105.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$546M
AUM Growth
+$165M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
434
New
Increased
Reduced
Closed

Top Buys

1
+$23.3M
2
+$22.1M
3
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

1
+$19.8M
2
+$19.7M
3
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

1 Consumer Discretionary 31.82%
2 Healthcare 15.82%
3 Financials 8.96%
4 Industrials 2.78%
5 Technology 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
– –
-144,420
302
– –
-19,960
303
– –
0
304
– –
-210,695
305
– –
-40,277
306
– –
-3,589
307
– –
0
308
– –
0
309
– –
-29,259
310
– –
-165,458
311
– –
0
312
– –
-40
313
– –
0
314
– –
-58,686
315
– –
0
316
– –
0
317
– –
0
318
– –
0
319
– –
0
320
– –
0
321
– –
0
322
– –
-65,595
323
– –
-517,946
324
– –
0
325
– –
0
11 12
13
14 15