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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBT
301
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$38K 0.01%
30,400
+19,800
+187% +$1.36M
SCVX.WS
302
DELISTED
SCVX Corp.
SCVX.WS
$37K 0.01%
35,508
-114,492
-76% -$85.8K
CLDR
303
CALL
DELISTED
Cloudera, Inc.
CLDR
$37K 0.01%
+115,000
New +$1.1M
SNDX icon
304
CALL
Syndax Pharmaceuticals
SNDX
$1.82B
$36K 0.01%
+14,700
New +$224K
FICO icon
305
PUT
Fair Isaac
FICO
$22.7B
$35K 0.01%
14,700
-4,500
-23% -$1.64M
FSCT
306
CALL
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$35K 0.01%
+30,800
New +$838K
ESPR
307
PUT
DELISTED
Esperion Therapeutics
ESPR
$34K 0.01%
+25,000
New +$1.05M
GSAT icon
308
Globalstar
GSAT
$10.9B
$33K 0.01%
6,667
-6,666
-50% -$31.6K
XLV icon
309
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$33K 0.01%
+12,500
New +$1.23M
AMRN
310
CALL
Amarin Corp
AMRN
$298M
$31K 0.01%
1,125
-3,010
-73% -$414K
FPAC.WS
311
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$31K 0.01%
62,297
-860,572
-93% -$504K
RF icon
312
CALL
Regions Financial
RF
$26.8B
$30K 0.01%
30,000
– –
UKOMW
313
DELISTED
Ucommune International Ltd Warrant
UKOMW
$30K 0.01%
80,000
-418,050
-84% -$66.6K
PRTH icon
314
Priority Technology Holdings
PRTH
$431M
$29K ﹤0.01%
11,293
-49,518
-81% -$94.1K
LFLYW
315
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$29K ﹤0.01%
58,821
-36,101
-38% -$18.2K
ZYNE
316
CALL
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$29K ﹤0.01%
+91,600
New +$433K
ASTSW
317
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$28K ﹤0.01%
+28,177
New +$17.9K
LVOXW
318
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$28K ﹤0.01%
18,790
-127,412
-87% -$136K
USFD icon
319
PUT
US Foods
USFD
$23.9B
$27K ﹤0.01%
+20,700
New +$396K
NSCO.WS
320
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$27K ﹤0.01%
147,532
-3,948
-3% -$611
HCCHR
321
DELISTED
HL Acquisitions Corp. Right
HCCHR
$27K ﹤0.01%
28,241
+15,038
+114% +$4.04K
FVAC.WS
322
DELISTED
Fortress Value Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FVAC.WS
$27K ﹤0.01%
+19,105
New +$29K
EVRG icon
323
CALL
Evergy
EVRG
$18.9B
$26K ﹤0.01%
+10,000
New +$592K
ASAP
324
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$26K ﹤0.01%
500
– –
SAMAW
325
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$26K ﹤0.01%
20,000
-692,048
-97% -$562K
11 12
13
14 15

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.