CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+105.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$722M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
469
New
Increased
Reduced
Closed

Top Buys

1
+$28M
2
+$22.1M
3
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

1
+$238M
2
+$158M
3
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

1 Healthcare 18.93%
2 Financials 13.7%
3 Communication Services 6.73%
4 Energy 6.53%
5 Consumer Discretionary 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
– –
-10,456
302
– –
0
303
– –
-40,545
304
– –
-17,092
305
– –
0
306
– –
0
307
– –
-7,215
308
– –
0
309
– –
-11,572
310
– –
0
311
– –
-320,000
312
– –
-252
313
– –
0
314
– –
-50,441
315
– –
-19,987
316
– –
0
317
– –
0
318
– –
0
319
– –
-590,000
320
– –
-17,742
321
– –
-329,093
322
– –
-15,000
323
– –
-260,500
324
– –
-103,705
325
– –
-89,278
11 12
13
14 15