We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
301
PUT
Cisco
CSCO
$479B
$61K 0.01%
130,000
– –
PACD
302
DELISTED
Pacific Drilling S.A. Common Shares
PACD
$61K 0.01%
15,000
+4,600
+44% +$14.4K
HWM icon
303
CALL
Howmet Aerospace
HWM
$112B
$60K 0.01%
+37,164
New +$830K
MHK icon
304
Mohawk Industries
MHK
$9.22B
$59K 0.01%
+433
New +$58.9K
MRTX
305
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$59K 0.01%
+3,000
New +$289K
GIX.WS
306
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$56K ﹤0.01%
176,100
+122,300
+227% +$35.1K
CLF icon
307
CALL
Cleveland-Cliffs
CLF
$6.99B
$55K ﹤0.01%
+500,000
New +$3.84M
WRLSR
308
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$54K ﹤0.01%
186,441
+28,830
+18% +$8.86K
DVA icon
309
CALL
DaVita
DVA
$11.7B
$52K ﹤0.01%
2,300
-81,700
-97% -$5.42M
NSCO.WS
310
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$52K ﹤0.01%
+111,300
New +$61.5K
HYACW
311
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$51K ﹤0.01%
36,166
+9,466
+35% +$13.6K
PAACR
312
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
$51K ﹤0.01%
301,258
+108,849
+57% +$19.1K
ALACW
313
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$50K ﹤0.01%
825,043
-23,730
-3% -$2.44K
ALGRR
314
DELISTED
Allegro Merger Corp Right
ALGRR
$50K ﹤0.01%
157,811
+107,011
+211% +$34.3K
JNJ icon
315
CALL
Johnson & Johnson
JNJ
$625B
$49K ﹤0.01%
+7,700
New +$1.04M
ALGRW
316
DELISTED
Allegro Merger Corp Warrant
ALGRW
$48K ﹤0.01%
263,970
+249,692
+1,749% +$57.8K
HWM icon
317
Howmet Aerospace
HWM
$112B
$47K ﹤0.01%
+2,002
New +$44.7K
LFLYW
318
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$47K ﹤0.01%
+94,622
New +$48.2K
APHA
319
CALL
DELISTED
Aphria Inc. Common Shares
APHA
$47K ﹤0.01%
35,000
-62,900
-64% -$309K
CPAAW
320
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$46K ﹤0.01%
24,400
+4,259
+21% +$7.15K
TKKSR
321
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$46K ﹤0.01%
182,275
+68,775
+61% +$17.6K
RRC icon
322
CALL
Range Resources
RRC
$8.95B
$45K ﹤0.01%
+48,200
New +$194K
ACB
323
Aurora Cannabis
ACB
$185M
$44K ﹤0.01%
170
+145
+580% +$54.1K
TLRY icon
324
Tilray
TLRY
$622M
$43K ﹤0.01%
252
-8,708
-97% -$1.8M
AGIO icon
325
CALL
Agios Pharmaceuticals
AGIO
$1.93B
$42K ﹤0.01%
+5,000
New +$189K
11 12
13
14 15

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.