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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$2.97B
AUM Growth
-$668M
Cap. Flow
+$51.1M
Cap. Flow %
1.72%
Top 10 Hldgs %
63.58%
Holding
795
New
186
Increased
196
Reduced
157
Closed
179

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$120M
2
LLY icon
Eli Lilly
LLY
+$117M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$70.3M
4
AMZN icon
Amazon
AMZN
+$16.6M
5
PLTR icon
Palantir
PLTR
+$16.1M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$239M
2
RNAM
Avidity Biosciences
RNAM
+$210M
3
AAPL icon
Apple
AAPL
+$183M
4
AMD icon
Advanced Micro Devices
AMD
+$98.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$91.7M

Sector Composition

Rank Sector Weight
1 Technology 35.38%
2 Financials 18.17%
3 Healthcare 16.24%
4 Consumer Discretionary 10.31%
5 Communication Services 9.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
301
PUT
Celldex Therapeutics
CLDX
$2.77B
$78.5K ﹤0.01%
+13,900
New +$530K
FXI icon
302
CALL
iShares China Large-Cap ETF
FXI
$4.31B
$77.8K ﹤0.01%
+137,500
New +$3.64M
LEVI icon
303
CALL
Levi Strauss
LEVI
$9.44B
$75.5K ﹤0.01%
+49,500
New +$937K
CMPOW
304
DELISTED
CompoSecure Inc Warrant
CMPOW
$75.4K ﹤0.01%
20,000
+8,116
+68% +$14.2K
SIMAW
305
SIM Acquisition Corp I Warrant
SIMAW
$74.6K ﹤0.01%
+828,889
New +$73.4K
LSEAW
306
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$74.4K ﹤0.01%
253,850
+3,700
+1% +$951
NKLA
307
DELISTED
Nikola Corporation Common Stock
NKLA
$74.2K ﹤0.01%
+16,200
New +$120K
ETH
308
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.7B
$73.2K ﹤0.01%
+3,000
New +$75K
RTX icon
309
RTX Corp
RTX
$287B
$72.7K ﹤0.01%
600
-4,400
-88% -$502K
GRABW icon
310
Grab Holdings Warrant
GRABW
$530K
$72.4K ﹤0.01%
302,710
– –
PITAW
311
DELISTED
Heramba Electric plc Warrants
PITAW
$71.5K ﹤0.01%
+715,472
New +$72.8K
GDSTR
312
DELISTED
Goldenstone Acquisition Limited Rights
GDSTR
$70.9K ﹤0.01%
372,939
+1,900
+0.5% +$366
AAM.WS
313
DELISTED
AA Mission Acquisition Corp Warrants
AAM.WS
$70.8K ﹤0.01%
+1,179,862
New +$63.1K
EXEL icon
314
CALL
Exelixis
EXEL
$13.9B
$70.5K ﹤0.01%
+15,000
New +$373K
SPY icon
315
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$70K ﹤0.01%
+50,000
New +$27.6M
ADGM
316
Adagio Medical Holdings
ADGM
$10.7M
$69.7K ﹤0.01%
+27,000
New +$129K
CRWD icon
317
CALL
CrowdStrike
CRWD
$187B
$68.9K ﹤0.01%
36,000
-4,000
-10% -$284K
AMPX icon
318
Amprius Technologies
AMPX
$1.31B
$66.6K ﹤0.01%
60,000
-190,000
-76% -$209K
TMTCR
319
DELISTED
TMT Acquisition Corp Rights
TMTCR
$65.9K ﹤0.01%
241,247
+14,024
+6% +$4.44K
DNLI icon
320
PUT
Denali Therapeutics
DNLI
$3.67B
$65K ﹤0.01%
+25,000
New +$620K
IVCPW
321
DELISTED
Swiftmerge Acquisition Corp. Warrants
IVCPW
$63.9K ﹤0.01%
939,628
-300
-0% -$25
SHMDW
322
SCHMID Group N.V. Warrants
SHMDW
$63.5K ﹤0.01%
198,400
+124,157
+167% +$49.3K
SIRI icon
323
CALL
SiriusXM
SIRI
$10B
$63.1K ﹤0.01%
868,400
+751,630
+644% +$23.3M
UHGWW
324
DELISTED
United Homes Group Warrant
UHGWW
$61.7K ﹤0.01%
61,748
+7,225
+13% +$5.78K
CLF icon
325
CALL
Cleveland-Cliffs
CLF
$6.81B
$61.1K ﹤0.01%
+117,500
New +$1.6M
11 12
13
14 15

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2024 Portfolio in Review

As of Q3 2024, Cowen and Company held 795 positions worth $2.97B, down 18% from $3.64B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company's Q3 2024 filing shows 186 new, 196 increased, 157 reduced and 179 closed positions. Its largest new stake was Eli Lilly: 130,399 shares worth $116M. The largest sale was Meta Platforms (Facebook), an estimated $239M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 34% a quarter earlier, followed by Financials and Healthcare.

  • Cowen and Company's largest Q3 2024 buy was Eli Lilly: 130,399 shares worth $116M.
  • Cowen and Company added most to Microsoft in Q3 2024, an estimated $120M increase.
  • Cowen and Company's biggest Q3 2024 reduction was Meta Platforms (Facebook), cutting an estimated $239M.
  • Cowen and Company fully exited Avidity Biosciences in Q3 2024, selling an estimated $210M.
  • Cowen and Company's ten largest holdings make up 64% of its $2.97B portfolio in Q3 2024.
  • Cowen and Company opened 186 new positions and closed 179 in Q3 2024.
  • Cowen and Company's portfolio value fell 18% quarter-over-quarter to $2.97B.

Based on Cowen and Company's 13F filing for Q3 2024, filed 12 Nov 2024.