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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
276
CALL
Freeport-McMoran
FCX
$98.7B
$169K 0.01%
319,100
+309,100
+3,091% +$10.9M
PRPC.WS
277
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$169K 0.01%
168,862
+111,982
+197% +$133K
RXRAU
278
DELISTED
RXR Acquisition Corp. Units
RXRAU
$168K 0.01%
17,065
-77,401
-82% -$768K
OPEN icon
279
Opendoor
OPEN
$3.38B
$167K 0.01%
46,255
+13,452
+41% +$218K
TGTX icon
280
TG Therapeutics
TGTX
$7.52B
$166K 0.01%
+4,992
New +$154K
EACPW
281
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$161K 0.01%
+277,000
New +$173K
BSX icon
282
PUT
Boston Scientific
BSX
$73.1B
$154K 0.01%
161,000
-56,100
-26% -$2.48M
XLV icon
283
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$152K 0.01%
+36,200
New +$4.78M
SUNL
284
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
$141K 0.01%
+1,325
New +$187K
EDIT icon
285
PUT
Editas Medicine
EDIT
$432M
$138K 0.01%
+16,600
New +$910K
SNDL icon
286
Sundial Growers
SNDL
$303M
$138K 0.01%
20,310
-1,350
-6% -$10.5K
HCARW
287
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$138K 0.01%
+209,158
New +$148K
EHC icon
288
Encompass Health
EHC
$12.4B
$137K 0.01%
+2,302
New +$145K
VRRM icon
289
Verra Mobility
VRRM
$720M
$137K 0.01%
+9,119
New +$139K
ALIT.WS
290
DELISTED
Alight Inc Warrants
ALIT.WS
$137K 0.01%
+45,000
New +$112K
SVOKW
291
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$136K 0.01%
+169,906
New +$154K
FE icon
292
FirstEnergy
FE
$27.1B
$134K 0.01%
3,763
-21,390
-85% -$812K
TMPOW
293
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$134K 0.01%
+223,824
New +$182K
SDSTW
294
Stardust Power Inc Warrant
SDSTW
$5.67M
$132K 0.01%
150,000
+130,000
+650% +$132K
CHNG
295
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$131K 0.01%
+230,700
New +$5.03M
TGT icon
296
CALL
Target
TGT
$69B
$129K 0.01%
+24,200
New +$6.06M
CHPMW
297
DELISTED
CHP Merger Corp. Warrant
CHPMW
$129K 0.01%
235,264
+174,304
+286% +$119K
PUCKW
298
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$127K 0.01%
217,774
+14,074
+7% +$8.87K
HERAW
299
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$126K 0.01%
+122,335
New +$144K
MUDSW
300
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$124K 0.01%
+211,112
New +$442K
10 11
12
13 14

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.