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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSM icon
276
CALL
Insmed
INSM
$29.3B
$47K ﹤0.01%
+8,500
New +$310K
NEM icon
277
CALL
Newmont
NEM
$123B
$47K ﹤0.01%
9,200
-30,200
-77% -$1.86M
DBRG icon
278
CALL
DigitalBridge
DBRG
$2.95B
$46K ﹤0.01%
50,525
+46,075
+1,035% +$737K
TMTSW
279
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$45K ﹤0.01%
+40,000
New +$31.4K
NGHC
280
PUT
DELISTED
National General Holdings Corp
NGHC
$45K ﹤0.01%
+603,000
New +$20.5M
VIHAW
281
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$44K ﹤0.01%
+40,000
New +$39K
CORT icon
282
CALL
Corcept Therapeutics
CORT
$12.2B
$43K ﹤0.01%
11,500
-7,500
-39% -$158K
GSAT icon
283
Globalstar
GSAT
$10.8B
$43K ﹤0.01%
8,457
-6,558
-44% -$31.7K
ORGNW
284
DELISTED
Origin Materials Inc Warrants
ORGNW
$43K ﹤0.01%
+19,400
New +$29K
RIGL icon
285
CALL
Rigel Pharmaceuticals
RIGL
$775M
$43K ﹤0.01%
5,970
+2,220
+59% +$64.3K
VMACW
286
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$43K ﹤0.01%
+50,000
New +$21.8K
BTRSW
287
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$43K ﹤0.01%
10,000
-351,019
-97% -$962K
ALUS.WS
288
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$43K ﹤0.01%
+34,600
New +$29K
NBIX icon
289
PUT
Neurocrine Biosciences
NBIX
$16.6B
$42K ﹤0.01%
+12,500
New +$1.21M
TIF
290
PUT
DELISTED
Tiffany & Co.
TIF
$42K ﹤0.01%
599,300
-394,500
-40% -$50.5M
SEAH.WS
291
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$41K ﹤0.01%
+30,000
New +$39.2K
FLG
292
Flagstar Bank National Association
FLG
$5.87B
$40K ﹤0.01%
+1,268
New +$35K
UTHR icon
293
PUT
United Therapeutics
UTHR
$22.5B
$39K ﹤0.01%
+10,500
New +$1.38M
ONC
294
PUT
BeOne Medicines Ltd
ONC
$41B
$39K ﹤0.01%
5,000
-500
-9% -$138K
IMPX.WS
295
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$39K ﹤0.01%
+25,000
New +$30.9K
PRVL
296
PUT
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
$39K ﹤0.01%
+22,000
New +$279K
AVAN.WS
297
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$38K ﹤0.01%
+25,000
New +$29.3K
GSAH.WS
298
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$38K ﹤0.01%
+15,000
New +$27.9K
SPY icon
299
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$37K ﹤0.01%
15,000
-136,000
-90% -$48.2M
OTRAW
300
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$35K ﹤0.01%
+35,000
New +$35.8K
10 11
12
13 14

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.