CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RPLA.U
276
DELISTED
Replay Acquisition Corp.
RPLA.U
– –
-154,756
Closed -$1.65M
NSCO.WS
277
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
– –
-147,532
Closed -$27K
IPV.WS
278
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– –
-151,298
Closed -$91K
ACIA
279
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
0
– –
SBE.U
280
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
– –
-41,483
Closed -$419K
SBE.WS
281
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
– –
-123,881
Closed -$98K
PCPL.U
282
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– –
-30,015
Closed -$318K
GHIVW
283
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
– –
-72,450
Closed -$130K
OAC.WS
284
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-297,648
Closed -$393K
VRT.WS
285
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
– –
-661,070
Closed -$2.64M
FIT
286
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
0
– –
TIF
287
DELISTED
Tiffany & Co.
TIF
– –
0
– –
DMYT.U
288
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-276,400
Closed -$2.8M
LCAHW
289
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
-103,401
Closed -$558K
LCAHU
290
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-190,515
Closed -$3.46M
LSACU
291
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
– –
-64,000
Closed -$704K
PTACW
292
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-75,604
Closed -$53K
HYACW
293
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
-138,401
Closed -$216K
HYACU
294
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-22,401
Closed -$245K
PIC.WS
295
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-232,321
Closed -$184K
GLIBA
296
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-51,403
Closed -$3.66M
SAMAW
297
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-20,000
Closed -$26K
HCCHR
298
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-28,241
Closed -$27K
LGC.WS
299
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-245,457
Closed -$120K
FVAC.WS
300
DELISTED
Fortress Value Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FVAC.WS
– –
-19,105
Closed -$27K
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12
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