CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 104.28%
This Quarter Est. Return
1 Year Est. Return
+104.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$722M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
468
New
Increased
Reduced
Closed

Top Buys

1
+$19.8M
2
+$19.2M
3
+$13M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$10.8M
5
QTTB icon
Q32 Bio
QTTB
+$7.41M

Top Sells

1
+$214M
2
+$158M
3
+$65.1M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$38M

Sector Composition

1 Healthcare 18.93%
2 Financials 13.7%
3 Communication Services 6.73%
4 Energy 6.53%
5 Consumer Discretionary 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
– –
-63,629
277
– –
0
278
– –
-1,938
279
– –
-50,000
280
– –
-21,785
281
– –
0
282
– –
0
283
– –
-65,300
284
– –
-16,062
285
– –
-97,213
286
– –
-121,200
287
– –
-260,500
288
– –
-103,705
289
– –
-89,278
290
– –
-99,800
291
– –
0
292
– –
-46,949
293
– –
-14,701
294
– –
0
295
– –
-28,000
296
– –
-19,867
297
– –
-46,684
298
– –
0
299
– –
-22,526
300
– –
-21,435
10 11
12
13 14