We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVYA
276
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$84K 0.01%
24,000
-49,700
-67% -$610K
RRC icon
277
Range Resources
RRC
$8.95B
$83K 0.01%
+17,092
New +$68.9K
MCOMW
278
DELISTED
micromobility.com Inc. Warrant
MCOMW
$83K 0.01%
+592,500
New +$77.5K
RMG.WS
279
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$83K 0.01%
143,664
+104,448
+266% +$67.2K
ACHN
280
CALL
DELISTED
Achillion Pharmaceuticals
ACHN
$83K 0.01%
+2,266,600
New +$13.1M
BTRSW
281
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$82K 0.01%
91,544
-176,707
-66% -$151K
SCHW
282
PUT
Charles Schwab
SCHW
$187B
$79K 0.01%
+175,000
New +$7.71M
KLR.WS
283
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$77K 0.01%
+67,944
New +$61.1K
PG icon
284
PUT
Procter & Gamble
PG
$339B
$76K 0.01%
+50,000
New +$6.12M
PAACW
285
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$76K 0.01%
509,758
+368,780
+262% +$44.5K
S
286
CALL
DELISTED
Sprint Corporation
S
$76K 0.01%
220,000
+180,000
+450% +$1.06M
FAST icon
287
Fastenal
FAST
$59.5B
$75K 0.01%
4,060
+2,138
+111% +$38.2K
BROGW
288
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$73K 0.01%
+98,434
New +$51.6K
YOLO icon
289
AdvisorShares Pure Cannabis ETF
YOLO
$31.1M
$72K 0.01%
+6,011
New +$77.1K
THBRW
290
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$72K 0.01%
+79,680
New +$70.9K
EIDX
291
PUT
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
$71K 0.01%
+34,600
New +$1.71M
MFAC.WS
292
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$69K 0.01%
216,974
+110,808
+104% +$39.3K
PCG icon
293
CALL
PG&E
PCG
$38.5B
$68K 0.01%
91,200
+16,300
+22% +$140K
IOVA icon
294
CALL
Iovance Biotherapeutics
IOVA
$2.87B
$65K 0.01%
18,500
-52,400
-74% -$1.19M
HTT
295
High Templar Tech Ltd
HTT
$391M
$65K 0.01%
+13,779
New +$81.1K
SPAQ.WS
296
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$65K 0.01%
+117,879
New +$67.3K
XME icon
297
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.48B
$64K 0.01%
+40,000
New +$1.09M
XOM icon
298
PUT
ExxonMobil
XOM
$634B
$63K 0.01%
15,000
– –
COR icon
299
PUT
Cencora
COR
$61.2B
$62K 0.01%
38,200
-216,800
-85% -$18.6M
ARQL
300
PUT
DELISTED
Arqule Inc
ARQL
$62K 0.01%
+489,800
New +$5.68M
10 11
12
13 14

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.