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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLAC
251
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$243K 0.02%
+24,397
New +$249K
VTIQ
252
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$239K 0.02%
+24,065
New +$242K
STL
253
DELISTED
Sterling Bancorp
STL
$237K 0.02%
+10,311
New +$222K
XBI icon
254
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$236K 0.02%
+34,900
New +$5.23M
ZNTE
255
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$235K 0.02%
+23,648
New +$270K
BOWXW
256
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$234K 0.02%
+109,483
New +$190K
KPLT icon
257
Katapult Holdings
KPLT
$37.5M
$233K 0.02%
+713
New +$275K
YSAC
258
DELISTED
Yellowstone Acquisition Company
YSAC
$232K 0.02%
23,212
-4,468
-16% -$45.8K
SNDL icon
259
Sundial Growers
SNDL
$311M
$230K 0.02%
20,310
– –
XLY icon
260
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$229K 0.02%
+410,400
New +$34.1M
AON icon
261
Aon
AON
$75.9B
$226K 0.02%
+981
New +$216K
KODK icon
262
PUT
Kodak
KODK
$976M
$223K 0.02%
+50,000
New +$456K
OPA.U
263
DELISTED
Magnum Opus Acquisition Limited Units, each consisting of one Class A ordinary share and one-half redeemable warrant
OPA.U
$221K 0.02%
+22,306
New +$220K
XRT icon
264
PUT
State Street SPDR S&P Retail ETF
XRT
$648M
$219K 0.02%
+138,900
New +$11.2M
SPCE icon
265
Virgin Galactic
SPCE
$495M
$217K 0.01%
355
-2,399
-87% -$1.81M
IONS icon
266
PUT
Ionis Pharmaceuticals
IONS
$9.26B
$210K 0.01%
+15,900
New +$887K
EQD.WS
267
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$208K 0.01%
+192,497
New +$317K
VCVC
268
DELISTED
10X Capital Venture Acquisition Corp
VCVC
$208K 0.01%
+20,779
New +$235K
AMGN icon
269
CALL
Amgen
AMGN
$224B
$204K 0.01%
+4,500
New +$1.07M
ESPR
270
DELISTED
Esperion Therapeutics
ESPR
$200K 0.01%
+7,139
New +$211K
HIG icon
271
PUT
Hartford Financial Services
HIG
$38.4B
$200K 0.01%
+82,500
New +$4.46M
SMH icon
272
CALL
VanEck Semiconductor ETF
SMH
$70.3B
$199K 0.01%
90,000
+84,000
+1,400% +$9.95M
OMER icon
273
PUT
Omeros
OMER
$986M
$195K 0.01%
+49,400
New +$961K
ACAD icon
274
Acadia Pharmaceuticals
ACAD
$5.08B
$194K 0.01%
+7,500
New +$330K
EEM icon
275
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$190K 0.01%
+150,000
New +$8.21M
9 10
11
12 13

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.