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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPOW
251
DELISTED
CompoSecure Inc Warrant
CMPOW
$61K 0.01%
+50,000
New +$45.5K
RARE icon
252
CALL
Ultragenyx Pharmaceutical
RARE
$2.66B
$61K 0.01%
+12,400
New +$1.47M
CCAC.WS
253
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$60K 0.01%
35,000
+1,490
+4% +$2K
NKTR icon
254
PUT
Nektar Therapeutics
NKTR
$2.53B
$59K 0.01%
+1,913
New +$494K
UBER icon
255
CALL
Uber
UBER
$160B
$59K 0.01%
16,600
-119,300
-88% -$5.35M
PRPB.WS
256
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$58K 0.01%
34,000
+17,246
+103% +$22.7K
ITACW
257
DELISTED
Industrial Tech Acquisitions, Inc. Warrant
ITACW
$57K 0.01%
+54,184
New +$36.8K
GME icon
258
PUT
GameStop
GME
$8.4B
$56K 0.01%
400,000
– –
RBAC.WS
259
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$56K 0.01%
+25,000
New +$45.1K
BCRX icon
260
CALL
BioCryst Pharmaceuticals
BCRX
$2.68B
$55K ﹤0.01%
+30,900
New +$159K
ASAQ.WS
261
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$55K ﹤0.01%
+50,000
New +$36.8K
PIAI.WS
262
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$54K ﹤0.01%
+35,000
New +$42.2K
SIOX
263
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$53K ﹤0.01%
+19,000
New +$55.3K
ETACW
264
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$53K ﹤0.01%
35,000
-7,401
-17% -$8.05K
LCIDW
265
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$53K ﹤0.01%
+34,986
New +$42.7K
BIIB icon
266
CALL
Biogen
BIIB
$30.4B
$52K ﹤0.01%
+10,400
New +$2.68M
HUMAW icon
267
Humacyte Inc Warrant
HUMAW
$1.4M
$52K ﹤0.01%
+45,000
New +$42.5K
SPCE icon
268
CALL
Virgin Galactic
SPCE
$495M
$52K ﹤0.01%
300
-2,500
-89% -$1.17M
NESRW
269
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$52K ﹤0.01%
35,840
-4,374
-11% -$5.14K
NBIX icon
270
CALL
Neurocrine Biosciences
NBIX
$16.6B
$51K ﹤0.01%
+12,500
New +$1.21M
LFTRW
271
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$51K ﹤0.01%
+23,843
New +$45.1K
GRUB
272
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$50K ﹤0.01%
23,550
– –
CONXW
273
DELISTED
CONX Corp. Warrant
CONXW
$49K ﹤0.01%
+32,292
New +$56.2K
CYXTW
274
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
$49K ﹤0.01%
+25,000
New +$41.8K
BTAQW
275
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$48K ﹤0.01%
+25,000
New +$21K
9 10
11
12 13

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.