CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
V icon
251
Visa
V
$666B
$17K ﹤0.01%
+87
New +$17K
NHICW
252
DELISTED
NewHold Investment Corp. Warrant
NHICW
$17K ﹤0.01%
+25,000
New +$17K
CGROW
253
DELISTED
Collective Growth Corporation Warrant
CGROW
$17K ﹤0.01%
+28,058
New +$17K
GIK.WS
254
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$16K ﹤0.01%
+24,273
New +$16K
GSMGW
255
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$15K ﹤0.01%
276,300
– –
LACQW
256
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$12K ﹤0.01%
25,060
– –
GIX.WS
257
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$11K ﹤0.01%
11,902
-125,398
-91% -$116K
ADNWW
258
Advent Technologies Holdings Warrant
ADNWW
$10.6K
$10K ﹤0.01%
+14,939
New +$10K
LTRYW icon
259
Lottery.com, Inc. Warrants
LTRYW
$343K
$10K ﹤0.01%
28,166
-9,488
-25% -$3.37K
CSIQ icon
260
Canadian Solar
CSIQ
$748M
$8K ﹤0.01%
+227
New +$8K
M icon
261
Macy's
M
$4.64B
$8K ﹤0.01%
1,436
-109,664
-99% -$611K
SNAXW
262
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$8K ﹤0.01%
24,000
-8,209
-25% -$2.74K
BMRN icon
263
BioMarin Pharmaceuticals
BMRN
$11.1B
$6K ﹤0.01%
+83
New +$6K
GIX.RT
264
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$6K ﹤0.01%
17,400
-42,050
-71% -$14.5K
SNAX
265
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$4K ﹤0.01%
27,331
– –
ESSCR
266
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$4K ﹤0.01%
16,458
-109,663
-87% -$26.7K
ALUS.WS
267
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
– –
-86,613
Closed -$48K
NAV
268
DELISTED
Navistar International
NAV
– –
0
– –
HECCU
269
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-323,384
Closed -$3.32M
GNRS
270
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-35,497
Closed -$349K
CLGX
271
DELISTED
Corelogic, Inc.
CLGX
– –
0
– –
JWS.U
272
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
– –
-32,904
Closed -$343K
GIK.U
273
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-10,500
Closed -$105K
APHA
274
DELISTED
Aphria Inc. Common Shares
APHA
– –
0
– –
VAR
275
DELISTED
Varian Medical Systems, Inc.
VAR
– –
0
– –
9 10
11
12 13