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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKE
251
DELISTED
Daseke, Inc. Common Stock
DSKE
$79K 0.01%
+20,000
New +$44K
KLR.WS
252
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$77K 0.01%
119,156
+3,800
+3% +$3.22K
GOGO icon
253
Gogo Inc
GOGO
$432M
$76K 0.01%
+23,911
New +$51.4K
JIH.WS
254
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$76K 0.01%
87,541
-85,670
-49% -$57.9K
HCCOW
255
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$76K 0.01%
66,220
-104,396
-61% -$92.2K
LHC.WS
256
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$76K 0.01%
60,889
+1,572
+3% +$1.31K
SAND
257
CALL
DELISTED
Sandstorm Gold
SAND
$74K 0.01%
28,300
– –
F icon
258
CALL
Ford
F
$55.8B
$73K 0.01%
+471,700
New +$2.61M
ANGI icon
259
Angi Inc
ANGI
$186M
$70K 0.01%
+577
New +$52.6K
FOLD
260
CALL
DELISTED
Amicus Therapeutics
FOLD
$68K 0.01%
+20,000
New +$244K
GIX.WS
261
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$68K 0.01%
137,300
-19,000
-12% -$6.7K
FSCT
262
PUT
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$66K 0.01%
37,100
-7,900
-18% -$215K
NKLA
263
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
$65K 0.01%
+1,913
New +$1.84M
ICPT
264
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$65K 0.01%
+11,600
New +$896K
CARR icon
265
CALL
Carrier Global
CARR
$52.3B
$64K 0.01%
+24,600
New +$457K
AVYA
266
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$64K 0.01%
24,000
– –
CZR icon
267
PUT
Caesars Entertainment
CZR
$6.13B
$63K 0.01%
+111,200
New +$3.08M
NVVEW
268
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
$62K 0.01%
+387,489
New +$37K
THWWW
269
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$62K 0.01%
621,084
-72,325
-10% -$15.9K
ORSNR
270
DELISTED
Orisun Acquisition Corp. Right
ORSNR
$62K 0.01%
207,850
+78,450
+61% +$18.2K
NEM icon
271
PUT
Newmont
NEM
$124B
$61K 0.01%
48,900
-14,200
-23% -$841K
GNRSW
272
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$61K 0.01%
+291,899
New +$74K
BBBY
273
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$58K 0.01%
35,500
– –
SRTAW
274
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
$57K 0.01%
62,946
-9,250
-13% -$6.59K
EOSEW
275
Eos Energy Enterprises Warrant
EOSEW
$27.7M
$57K 0.01%
+32,500
New +$35.3K
9 10
11
12 13

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.