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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHHHR
251
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$85K 0.02%
183,350
+159,050
+655% +$56.9K
MRTX
252
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$80K 0.02%
28,000
+25,000
+833% +$2.24M
MCOMW
253
DELISTED
micromobility.com Inc. Warrant
MCOMW
$80K 0.02%
583,560
-8,940
-2% -$1.38K
MDP
254
DELISTED
Meredith Corporation
MDP
$79K 0.02%
+6,468
New +$172K
EHC icon
255
CALL
Encompass Health
EHC
$12.4B
$77K 0.02%
+17,598
New +$1.01M
ALACW
256
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$77K 0.02%
851,868
+26,825
+3% +$1.63K
MFC icon
257
CALL
Manulife Financial
MFC
$72.7B
$75K 0.02%
+300,000
New +$5.21M
MVSTW
258
DELISTED
Microvast Holdings Warrants
MVSTW
$72K 0.02%
185,720
+147,200
+382% +$64K
DPHCW
259
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$71K 0.02%
157,258
+142,973
+1,001% +$116K
SAQNW
260
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$70K 0.02%
+127,751
New +$118K
THBRW
261
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$69K 0.02%
98,501
+18,821
+24% +$21.2K
DLR icon
262
PUT
Digital Realty Trust
DLR
$70.6B
$68K 0.02%
+23,400
New +$2.98M
ACB
263
CALL
Aurora Cannabis
ACB
$216M
$67K 0.02%
1,583
-840
-35% -$150K
VAR
264
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$66K 0.02%
2,000
-20,500
-91% -$2.71M
NFINW
265
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$66K 0.02%
168,487
-167,840
-50% -$79K
VVNT.WS
266
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
$62K 0.01%
+44,552
New +$83.2K
SPAQ.WS
267
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$62K 0.01%
123,728
+5,849
+5% +$3.55K
MNTSW icon
268
Momentus Inc Warrant
MNTSW
$9
$60K 0.01%
+79,456
New +$69.5K
SCVX.WS
269
DELISTED
SCVX Corp.
SCVX.WS
$60K 0.01%
+150,000
New +$65.7K
GSAT icon
270
Globalstar
GSAT
$10.8B
$59K 0.01%
13,333
-4,042
-23% -$26.2K
RDUS
271
DELISTED
Radius Health, Inc.
RDUS
$58K 0.01%
+4,433
New +$79K
BROGW
272
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$56K 0.01%
70,244
-28,190
-29% -$25.5K
CPAAW
273
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$55K 0.01%
38,135
+13,735
+56% +$25.5K
QQQ icon
274
CALL
Invesco QQQ Trust
QQQ
$478B
$54K 0.01%
2,900
-526,000
-99% -$111M
ANDAR
275
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$54K 0.01%
436,982
+28,600
+7% +$7.44K
9 10
11
12 13

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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.