CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 104.28%
This Quarter Est. Return
1 Year Est. Return
+104.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$722M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
468
New
Increased
Reduced
Closed

Top Buys

1
+$19.8M
2
+$19.2M
3
+$13M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$10.8M
5
QTTB icon
Q32 Bio
QTTB
+$7.41M

Top Sells

1
+$214M
2
+$158M
3
+$65.1M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$38M

Sector Composition

1 Healthcare 18.93%
2 Financials 13.7%
3 Communication Services 6.73%
4 Energy 6.53%
5 Consumer Discretionary 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$3K ﹤0.01%
64,250
-199,720
252
$2K ﹤0.01%
269,531
-115,334
253
$1K ﹤0.01%
+11
254
$1K ﹤0.01%
40
-4,020
255
$1K ﹤0.01%
+27
256
$1K ﹤0.01%
13,203
257
– –
-3,540
258
– –
-21,700
259
– –
0
260
– –
0
261
– –
-360,000
262
– –
-28,900
263
– –
-102,500
264
– –
-108,843
265
– –
-34,084
266
– –
-7,251
267
– –
-24,744
268
– –
-301,078
269
– –
-37,480
270
– –
-152,134
271
– –
-63,629
272
– –
0
273
– –
-1,938
274
– –
-50,000
275
– –
-21,785
9 10
11
12 13