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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-2.91%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$394M
AUM Growth
–
Cap. Flow
+$923M
Cap. Flow %
234.23%
Top 10 Hldgs %
47.92%
Holding
448
New
446
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$70M
2
ZM icon
Zoom
ZM
+$38.9M
3
CRWD icon
CrowdStrike
CRWD
+$24M
4
BYND icon
Beyond Meat
BYND
+$18.9M
5
NKLA
Nikola Corporation Common Stock
NKLA
+$12.1M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 28.08%
2 Technology 20%
3 Consumer Discretionary 7.92%
4 Consumer Staples 6.17%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKQ icon
251
CALL
LKQ Corp
LKQ
$6.2B
$159K 0.04%
+25,000
New +$684K
FAST icon
252
CALL
Fastenal
FAST
$59.5B
$152K 0.04%
+80,000
New +$1.24M
KR icon
253
CALL
Kroger
KR
$34.7B
$152K 0.04%
+50,000
New +$1.16M
LACQW
254
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$152K 0.04%
+202,229
New +$151K
PCRX icon
255
Pacira BioSciences
PCRX
$973M
$151K 0.04%
+3,979
New +$159K
DM
256
DELISTED
Desktop Metal, Inc.
DM
$148K 0.04%
+1,500
New +$147K
RDUS
257
CALL
DELISTED
Radius Health, Inc.
RDUS
$147K 0.04%
+20,000
New +$490K
GXGXU
258
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$146K 0.04%
+14,269
New +$144K
BBBY
259
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$144K 0.04%
+384,700
New +$3.71M
XHB icon
260
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$143K 0.04%
+81,700
New +$3.43M
DSKEW
261
DELISTED
Daseke, Inc. Warrant
DSKEW
$142K 0.04%
+890,512
New +$131K
ACTTU
262
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$142K 0.04%
+13,660
New +$140K
AGIO icon
263
PUT
Agios Pharmaceuticals
AGIO
$1.97B
$140K 0.04%
+41,200
New +$1.71M
BITA
264
DELISTED
Bitauto Holdings Limited
BITA
$140K 0.04%
+9,365
New +$115K
CFFAW
265
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$139K 0.04%
+214,335
New +$129K
XLV icon
266
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$137K 0.03%
+50,000
New +$4.57M
GOEV
267
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$135K 0.03%
+29
New +$133K
HSACU
268
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
$135K 0.03%
+12,572
New +$135K
XEC
269
PUT
DELISTED
CIMAREX ENERGY CO
XEC
$134K 0.03%
+40,600
New +$1.92M
DMS
270
DELISTED
Digital Media Solutions, Inc.
DMS
$131K 0.03%
+854
New +$131K
PAYA
271
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$131K 0.03%
+13,056
New +$130K
FMCIW
272
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$131K 0.03%
+222,400
New +$131K
STNLW
273
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$127K 0.03%
+317,423
New +$157K
FPAC.WS
274
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$125K 0.03%
+104,030
New +$134K
ANDAR
275
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$123K 0.03%
+410,282
New +$120K
9 10
11
12 13

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Cowen and Company's Q3 2019 Portfolio in Review

Q3 2019 is the first quarter with a 13F filing on record for Cowen and Company, which disclosed 448 positions worth $394M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, followed by Technology and Consumer Discretionary.

  • Cowen and Company's largest Q3 2019 buy was Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.
  • Cowen and Company's ten largest holdings make up 48% of its $394M portfolio in Q3 2019.
  • Cowen and Company disclosed 448 positions in Q3 2019, its first 13F filing on record.

Based on Cowen and Company's 13F filing for Q3 2019, filed 12 Nov 2019.