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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLINR
226
DELISTED
Clean Earth Acquisitions Corp. Right
CLINR
$150K 0.01%
1,147,213
+234,801
+26% +$34.2K
LANV.WS
227
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$148K 0.01%
+737,944
New +$170K
OTMO
228
DELISTED
Otonomo Technologies Ltd. Ordinary shares
OTMO
$147K 0.01%
36,746
+33,413
+1,002% +$140K
AIRJ
229
Montana Technologies Corp
AIRJ
$447M
$144K 0.01%
+13,601
New +$143K
JGGCR
230
DELISTED
Jaguar Global Growth Corporation I Right
JGGCR
$143K 0.01%
702,197
+360,926
+106% +$68.5K
TGT icon
231
PUT
Target
TGT
$68.9B
$142K 0.01%
+27,500
New +$3.49M
JSPR icon
232
Jasper Therapeutics
JSPR
$32.2M
$140K 0.01%
+20,039
New +$245K
TGT icon
233
Target
TGT
$68.9B
$138K 0.01%
+1,250
New +$159K
VHAQ
234
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$137K 0.01%
12,259
– –
AILEW
235
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$137K 0.01%
760,506
+32,776
+5% +$6.67K
FREEW
236
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$136K 0.01%
1,135,823
+620,823
+121% +$95.5K
CDAQ
237
DELISTED
Compass Digital Acquisition Corp. Class A Ordinary Shares
CDAQ
$133K 0.01%
12,595
-7,528
-37% -$78.6K
CVIIW
238
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$132K 0.01%
429,505
+354,315
+471% +$86.6K
DISH
239
DELISTED
DISH Network Corp.
DISH
$132K 0.01%
+22,500
New +$153K
ATMVU
240
DELISTED
AlphaVest Acquisition Corp Unit
ATMVU
$129K 0.01%
+11,934
New +$127K
NVACR
241
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$124K 0.01%
731,282
-157,833
-18% -$21.1K
HE icon
242
Hawaiian Electric Industries
HE
$2.05B
$123K 0.01%
+10,000
New +$243K
HYAC.U
243
DELISTED
Haymaker Acquisition Corp 4 Units
HYAC.U
$121K 0.01%
+11,612
New +$119K
EFHTR
244
DELISTED
EF Hutton Acquisition Corporation I Rights
EFHTR
$121K 0.01%
712,992
+233,344
+49% +$43.1K
BETR icon
245
Better Home & Finance Holding
BETR
$296M
$118K 0.01%
+4,906
New +$3.76M
BRD
246
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
$117K 0.01%
+10,903
New +$115K
GRPN icon
247
PUT
Groupon
GRPN
$884M
$113K 0.01%
+200,000
New +$1.95M
GDEVW icon
248
GDEV Inc Warrant
GDEVW
$30.4K
$108K 0.01%
709,583
+490,540
+224% +$75.7K
BUJAR
249
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
$108K 0.01%
+717,912
New +$112K
SOC.WS
250
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$107K 0.01%
+134,043
New +$69.3K
8 9
10
11 12

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.